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Geotech Holdings Ltd. Capital/Financing Update 2017

Sep 28, 2017

50105_rns_2017-09-27_e29ecf5b-3f0e-4ce6-bafe-0661c45db67a.pdf

Capital/Financing Update

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Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的 公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者 戶口持有人股份戶口或 閣下的指定中央結算系統參與者股份戶口,請使用本表格

Staple your This Application Form uses the same terms as defined in the prospectus of Geotech Holdings Ltd. (the “ Company ”) dated 28 September 2017 (the “ Prospectus ”). 本申請表格使用致浩達控股有限公 payment 司(「 本公司 」)於二零一七年九月二十八日刊發的招股章程(「 招股章程 」)所界定的相同詞彙。 here Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an 請將股款 offer to buy any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares 緊釘在此 may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售 或游說要約購買任何公開發售股份。若無根據美國《證券法》登記或豁免登記公開發售股份不得 在美國提呈發售或出售。

This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派 發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製(不論方式,也不論全 部或部分)本申請表格及招股章程。

Copies of the Prospectus, all related Application Forms and the other documents specified in the paragraph headed “Documents delivered to the Registrar of Companies in Hong Kong” in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄 五「送呈香港公司註冊處處長的文件」一節所述其他文件已按香港法例第32章《公司(清盤及雜項 條文)條例》第342C條向香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易 所有限公司(「 聯交所 」)、香港中央結算有限公司(「 香港結算 」)、香港證券及期貨事務監察委員 會(「 證監會 」)及香港公司註冊處處長對此等文件的內容概不負責。

Geotech Holdings Ltd.

(Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock code : 1707 股份代號 : 1707 Maximum Offer Price : HK$0.42 per Offer Share, plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application) 最高發售價 : 每股發售股份 0.42 港元,另加 1% 經紀佣金、 0.0027% 證監會交易徵費及 0.005% 聯交所交易費 (須於申請時繳足)

You should read this Application Form in conjunction with the Prospectus, which contains further information on , 一 。 the application procedures. 招股章程尚有其他關於申請程序的其他資料 本申請表格應與招股章程 併閱讀

Application Form 申請表格

To: Geotech Holdings Ltd.

  • Sole Sponsor Sole Lead Manager

  • Joint Bookrunners Public Offer Underwriters

Applicants’ declaration

I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.

致: 致浩達控股有限公司

  • 獨家保薦人 獨家牽頭經辦人 聯席賬簿管理人 公開發售包銷商

申請人聲明

本人╱吾等同意本申請表格及招股章程的條款及 條件以及申請程序。請參閱本申請表格「填交本申 請表格的效用」一節。

警告: 任何人士只限作出 一 次為其利益而進行的 。 認購申請 請參閱「填交本申請表格的效用」一節 最後四點。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下的指定中央結算系統參與者股份戶口,請使用本表格

Signed by (all) applicant(s) (all joint applicants must sign):
由(所有)申請人簽署(所有聯名申請人必須簽署):
Date:日期:


D日
M月
Y年
For Broker use此欄供經紀填寫Lodged by遞交申請的經紀 For Broker use此欄供經紀填寫Lodged by遞交申請的經紀 For Broker use此欄供經紀填寫Lodged by遞交申請的經紀 For Broker use此欄供經紀填寫Lodged by遞交申請的經紀 For Broker use此欄供經紀填寫Lodged by遞交申請的經紀 For Broker use此欄供經紀填寫Lodged by遞交申請的經紀
Broker No.經紀號碼 Broker’s Chop經紀印章

Number of Public Offer Shares applied for (not more than
17,496,000 shares)申請公開發售股份數目(不超過17,496,000
股股份)
Total amount總額
Cheque/banker’s cashier order number支票╱銀行本票號

Name of bank on which cheque/Banker’s cashier order is
drawn (see “How to make your application” section)兌現支
票╱銀行本票的銀行名稱(請參閱「申請手續」一節)
Name in English英文姓名╱名稱
HK$
港元
Family name or company name姓氏或公司名稱
Forename(s)名字
Name in Chinese中文姓名╱名稱
Family name or company name姓氏或公司名稱
Forename(s)名字
mple
Hong Kong Identity Card No./Passport No./Hong Kong Business
Registration No.* (Please delete as appropriate)香港身份證號
碼╱護照號碼╱香港商業登記號碼*(請刪除不適用者)
Hong Kong Identity Card No./Passport No./Hong Kong
Business Registration No. of all other joint applicants* (Please
delete as appropriate)所有其他聯名申請人的香港身份證號
碼╱護照號碼╱香港商業登記號碼*(請刪除不適用者)
Occupation in English職業(以英文填寫)
Names of all other joint applicants in English (if any)
所有其他聯名申請人的英文姓名╱名稱(如有)
Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named
applicant only)香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼)
1)
2)
3)
1)
2)
3)
Telephone No.電話號碼
For Nominees: You will be treated as applying for your own
benefit if you do not complete this section. Please provide an
account number or identification code for each (joint) beneficial
owner.由代名人遞交:代名人若不填寫本節,是項認購申請
將視作為 閣下利益提出。請填寫每名(聯名)實益擁有人的賬
戶號碼或識別編碼。
ADDRESS LABEL地址標貼(Your name(s) and address in
Hong Kong in BLOCK letters請用英文正楷填寫姓名╱名稱
及香港地址)
For Internal use此欄供內部使用
THIS BOX MUST BE DULY COMPLETED
必須填妥此欄
Participant I.D. of the CCASS Investor Participant or
designated CCASS Participant中央結算系統投資者戶口持
有人或指定的中央結算系統參與者的參與者編號
For designated CCASS Participant or Corporate CCASS
Investor Participant, please also affix the company chop
bearing its company name指定的中央結算系統參與者或中
央結算系統公司投資者戶口持有人,請加蓋顯示公司名稱
的公司印章
(See paragraph 2 in the section “How to make your
application”)(請參閱「申請手續」一節第2段)

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下的指定中央結算系統參與者股份戶口,請使用本表格

  • (1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your application”. 如 閣下為中央結算系統投資者 戶口持有人,是項申請僅接納香港身份證號碼(如屬個別人士)或香港商業登記號碼(如屬法人團體); 請參閱「申請手續」一節第 2 段。

  • (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant):For

an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:如 屬個別人士,必須填寫 閣下的香港身份證號碼或護照號碼(持有香港身份證者請填寫香港身份證號 碼,否則請填寫護照號碼);如屬法人團體,請填寫香港商業登記號碼。 (3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位 申請人的香港身份證號碼╱護照號碼的一部分。有關資料將用於核實申請表格是否有效,亦會轉交第 三方作資料核實和退款。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。 (4) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而: • 該公司主要從事證券買賣業務;及 • 閣下可對該公司行使法定控制權, 是項申請將視作為 閣下的利益提出。 (5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用)護照號碼,或(如屬法 人團體)其香港商業登記號碼。

This page is intentionally left blank 此乃白頁 特意留空

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

How to make your application

  1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 8,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.

TABLE OF NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS

How to make your application
1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 8,000
Public Offer Shares and in one of the numbers set out in the table,oryour application will be rejected.
How to make your application
1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 8,000
Public Offer Shares and in one of the numbers set out in the table,oryour application will be rejected.
How to make your application
1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 8,000
Public Offer Shares and in one of the numbers set out in the table,oryour application will be rejected.
TABLE OF NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of shares
Application money
No. of shares
Application money
No. of shares
Application money
HK$
8,000
16,000
24,000
32,000
40,000
48,000
56,000
64,000
72,000
80,000
120,000
3,393.86
6,787.72
10,181.57
13,575.43
16,969.29
20,363.15
23,757.02
27,150.87
30,544.73
33,938.59
50,907.88
HK$
160,000
200,000
240,000
280,000
320,000
360,000
400,000
600,000
800,000
1,200,000
1,600,000
67,877.17
84,846.47
101,815.76
118,785.06
135,754.35
152,723.64
169,692.94
254,539.40
339,385.87
509,078.81
678,771.74

HK$
2,000,000
2,400,000
2,800,000
3,200,000
3,600,000
4,000,000
6,000,000
8,000,000
12,000,000
16,000,000
17,496,000
848,464.68
1,018,157.62
1,187,850.55
1,357,543.49
1,527,236.42
1,696,929.36
2,545,394.04
3,393,858.72
5,090,788.08
6,787,717.44
7,422,369.02*
*
Maximum number of Public Offer Shares you may apply for.
2 Y th lit t lt th f i Elih iditd bl d i th d f

72,000 30,544.73 800,000 339,385.87 80,000 33,938.59 1,200,000 509,078.81 120,000 50,907.88 1,600,000 678,771.74 * Maximum number of Public Offer Shares you may apply for. the Application Form. Only written signature(s) will be accepted (and not by way of personal chop). If you are applying through a designated CCASS Participant (other than a CCASS investor participant): • and insert its participant I.D. in the appropriate box. If you are applying as an individual CCASS Investor Participant: • the form must contain your NAME and Hong Kong Identity Card number; • your participant I.D. must be inserted in the appropriate box. If you are applying as a joint individual CCASS Investor Participant: • joint investor participants; • your participant I.D. must be inserted in the appropriate box. If you are applying as a corporate CCASS Investor Participant: • the form must contain your company NAME and Hong Kong Business Registration number; • appropriate box. its company name or other similar matters may render your application invalid.

  1. You, as the applicant(s), must complete the form in English as indicated below and sign on the second page of

  2. the Application Form. Only written signature(s) will be accepted (and not by way of personal chop). If you are applying through a designated CCASS Participant (other than a CCASS investor participant): • the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box.

  3. If you are applying as an individual CCASS Investor Participant: • the form must contain your NAME and Hong Kong Identity Card number; • your participant I.D. must be inserted in the appropriate box. If you are applying as a joint individual CCASS Investor Participant: • the form must contain all joint investor participants’ NAMES and the Hong Kong Identity Card number of all joint investor participants;

  4. • your participant I.D. must be inserted in the appropriate box. If you are applying as a corporate CCASS Investor Participant: • the form must contain your company NAME and Hong Kong Business Registration number; • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box.

  5. Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

  1. Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:

The cheque must:

Banker’s cashier order must:

  • be in Hong Kong dollars;

  • not be post-dated;

  • be made payable to “ICBC (Asia) Nominee Limited – Geotech Holdings Public Offer”;

  • • be crossed “Account Payee Only”;

• be drawn on your Hong Kong dollar bank account in • be issued by a licensed bank in Hong Kong, and Hong Kong; and have your name certified on the back by a person • show your account name, which must either be authorised by the bank. The name on the banker’s pre-printed on the cheque, or be endorsed on the back cashier order must correspond with your name. If by a person authorised by the bank. This account it is a joint application, the name on the back of name must correspond with your name. If it is a joint the banker’s cashier order must be the same as the application, the account name must be the same as first-named applicant’s name. the first-named applicant’s name. 4. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of: Industrial and Commercial Bank of China (Asia) Limited District Branch Name Address Hong Kong Aberdeen Branch Shop 7A, G/F, Site 1, Aberdeen Centre, Hong Kong Kowloon Ho Man Tin Branch G/F, Tsan Yung Mansion, No. 70 Waterloo Road, Ho Man Tin, Kowloon New Territories Sha Tin Branch Shop 22J, Level 3, Shatin Centre, New Territories 5. Your Application Form can be lodged at these times: Thursday, 28 September 2017 – 9:00 a.m. to 5:00 p.m. Friday, 29 September 2017 – 9:00 a.m. to 5:00 p.m. Saturday, 30 September 2017 – 9:00 a.m. to 1:00 p.m. Tuesday, 3 October 2017 – 9:00 a.m. to 5:00 p.m. Wednesday, 4 October 2017 – 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Wednesday, 4 October 2017. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in “How to Apply for the Public Offer Shares – 9. Effect of Bad Weather on the Opening of the Application Lists” section of the Prospectus.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下的指定中央結算系統參與者股份戶口,請使用本表格

  • 申請手續 1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為 8,000 股公開發售股份,並為下表所列 的其中一個數目,否則不受理。
1.使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為8,000股公開發售股份,並為下表所列
的其中一個數目,否則不受理。
1.使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為8,000股公開發售股份,並為下表所列
的其中一個數目,否則不受理。
1.使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為8,000股公開發售股份,並為下表所列
的其中一個數目,否則不受理。
可申請認購的公開發售股份數目及應繳款項-覽表
股份數目
申請款項
股份數目
申請款項
股份數目
申請款項
港元
8,000
16,000
24,000
32,000
40,000
48,000
56,000
64,000
72,000
80,000
120,000
3,393.86
6,787.72
10,181.57
13,575.43
16,969.29
20,363.15
23,757.02
27,150.87
30,544.73
33,938.59
50,907.88
港元
160,000
200,000
240,000
280,000
320,000
360,000
400,000
600,000
800,000
1,200,000
1,600,000
67,877.17
84,846.47
101,815.76
118,785.06
135,754.35
152,723.64
169,692.94
254,539.40
339,385.87
509,078.81
678,771.74

港元
2,000,000
2,400,000
2,800,000
3,200,000
3,600,000
4,000,000
6,000,000
8,000,000
12,000,000
16,000,000
17,496,000
848,464.68
1,018,157.62
1,187,850.55
1,357,543.49
1,527,236.42
1,696,929.36
2,545,394.04
3,393,858.72
5,090,788.08
6,787,717.44
7,422,369.02*
Sample樣
*
閣下可申請認購的公開發售股份最高數目。
2.閣下作為申請人,必須按照下列指示以英文填妥表格,並於申請表格次頁簽署,只接納親筆簽名(不得以
個人印章代替)。
如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:

該指定中央結算系統參與者必須於表格蓋上公司印鑑(附有公司名稱),並在適當方格內填寫參與者
編號。
如 閣下以個人中央結算系統投資者戶口持有人名義提出申請:
‧ 表格須載有 閣下的姓名和香港身份證號碼;
‧ 須在適當方格內填寫 閣下的參與者編號。
如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請:
‧ 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼;
‧ 須在適當方格內填寫 閣下的參與者編號。
如 閣下以公司中央結算系統投資者戶口持有人名義提出申請:
‧ 表格須載有 閣下的公司名稱和香港商業登記號碼;
‧ 須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑑(附有公司名稱)。
中央結算系統參與者的資料(包括參與者編號及╱或附有公司名稱的公司印鑑)或其他類似事項如有不確
或遺漏,均可能導致申請無效。

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人 股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

  1. 閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張獨立開出銀 行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納:
支票必須: 銀行本票必須:

為港元;

不得為期票;

註明抬頭人為「工銀亞洲代理人有限公司 - 致浩達控股公開發售」;

劃線註明「只准入抬頭人賬戶」;

從 閣下在香港的港元銀行賬戶中開出;及

顯示 閣下的賬戶名稱,而該賬戶名稱必須已預
印在支票上,或由有關銀行授權的人士在支票背
書。賬戶名稱必須與 閣下姓名╱名稱相同。如
屬聯名申請,賬戶名稱必須與排名首位申請人的
姓名╱名稱相同。

須由香港持牌銀行開出,並由有關銀行授權的人
士在銀行本票背面簽署核證 閣下姓名╱名稱。
銀行本票所示姓名╱名稱須與
閣下姓名╱名
稱相同。如屬聯名申請,銀行本票背面所示姓
名╱名稱必須與排名首位申請人的姓名╱名稱相
同。
Sample樣版
4.撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一家分行特設的
收集箱:
中國工商銀行(亞洲)有限公司
地區
分行名稱
地址
港島
香港仔分行
香港香港仔中心第一期地下7A號舖
九龍
何文田分行
九龍何文田窩打老道70號曾榕大廈地下
新界
沙田分行
新界沙田中心3樓22J號鋪
5.閣下可於下列時間遞交申請表格:
二零一七年九月二十八日(星期四)-上午9時正至下午5時正
二零一七年九月二十九日(星期五)-上午9時正至下午5時正
二零一七年九月三十日(星期六)-上午9時正至下午1時正
二零一七年十月三日(星期二)-上午9時正至下午5時正
二零一七年十月四日(星期三)-上午9時正至中午12時正
6.截止遞交申請的時間為二零一七年十月四日(星期三)中午12時正。本公司將於當日上午11時45分至中午
12時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳情請參閱招股章程「如何
申請公開發售股份-9.惡劣天氣對辦理申請登記的影響」一節)。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

Geotech Holdings Ltd.

(Incorporated in the Cayman Islands with limited liability)

SHARE OFFER

Conditions of your application

A. Who can apply

  - confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in
  • You and any person(s) for whose benefit you are applying must be 18 years of age or older and must have a Hong Kong address.

  • this Application Form and agree to be bound by them;

  • Kong address. • confirm that you have received and read the Prospectus

    1. If you are a firm, the application must be in the individual and have only relied on the information and representations members’ names. contained in the Prospectus in making your application and
    1. The number of joint applicants may not exceed 4. will not rely on any other information or representations 4. If you are a body corporate, the application must be except those in any supplement to the Prospectus; signed by a duly authorised officer, who must state • confirm that you are aware of the restrictions on the his representative capacity, and stamped with your Share Offer in the prospectus; corporation’s chop. • agree that none of the Company, the Selling Shareholder,
    1. You must be outside the United States, not be a United the Sole Sponsor, the Sole Lead Manager, the Joint States Person (as defined in Regulation S under the U.S. Bookrunners and the Underwriters, their respective Securities Act) and not be a legal or natural person of the directors, officers, employees, partners, agents, advisers PRC. and any other parties involved in the Share Offer is or
    1. Unless permitted by the Listing Rules, you cannot apply will be liable for any information and representations not for any Public Offer Shares if you are: in the Prospectus (and any supplement to it); • an existing beneficial owner of Shares in the • undertake and confirm that you or the person(s) for whose Company and/or any of its subsidiaries; benefit you have made the application have not applied for
  • • a Director or chief executive officer of the Company or taken up, or indicated an interest for, and will not apply and/or any of its subsidiaries; for or take up, or indicate an interest for, any Offer Shares

  • • a connected person (as defined in the Listing Rules) under the Placing nor participated in the Placing; of the Company or will become a connected person • agree to disclose to the Company, the Selling Shareholder, of the Company immediately upon completion of the the Hong Kong Branch Share Registrar, the receiving Share Offer; bank, the Sole Lead Manager, the Sole Sponsor, the Joint

  • • an associate (as defined in the Listing Rules) of any of Bookrunners, the Underwriters and/or their respective the above; or advisers and agents any personal data which they may

  • • have been allocated or have applied for or indicated require about you and the person(s) for whose benefit you an interest in any Placing Shares under the Placing or have made the application;

Kong address. • 2. If you are a firm, the application must be in the individual members’ names. 3. The number of joint applicants may not exceed 4. 4. If you are a body corporate, the application must be except those in any supplement to the Prospectus; signed by a duly authorised officer, who must state • his representative capacity, and stamped with your Share Offer in the prospectus; corporation’s chop. • 5. You must be outside the United States, not be a United States Person (as defined in Regulation S under the U.S. Securities Act) and not be a legal or natural person of the PRC. 6. Unless permitted by the Listing Rules, you cannot apply for any Public Offer Shares if you are: in the Prospectus (and any supplement to it); • an existing beneficial owner of Shares in the • Company and/or any of its subsidiaries; • a Director or chief executive officer of the Company and/or any of its subsidiaries; • a connected person (as defined in the Listing Rules) under the Placing nor participated in the Placing; of the Company or will become a connected person • of the Company immediately upon completion of the Share Offer; • an associate (as defined in the Listing Rules) of any of the above; or • have been allocated or have applied for or indicated an interest in any Placing Shares under the Placing or have made the application; otherwise participated in the Placing. • B. If you are a nominee You, as a nominee, may make more than one application of the Public Offer Shares by (i) giving electronic instructions to HKSCC via Central Clearing and Settlement System (“ CCASS ”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners. C. Effect of completing and submitting this Application Form in the Prospectus and this Application Form; •

  • if the laws of any place outside Hong Kong apply to your application, agree and warrant that you have complied with all such laws and none of the Company, the Selling Shareholder, the Sole Sponsor, the Sole Lead Manager, the Joint Bookrunners and the Underwriters nor any of their respective officers or advisers will breach any law outside Hong Kong as a result of the acceptance of your offer to purchase, or any action arising from your rights and obligations under the terms and conditions contained in the Prospectus and this Application Form;

  • B. If you are a nominee

You, as a nominee, may make more than one application of the Public Offer Shares by (i) giving electronic instructions to HKSCC via Central Clearing and Settlement System (“ CCASS ”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners.

  • C. Effect of completing and submitting this Application Form By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act:

  • agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation;

  • agree that your application will be governed by the laws of Hong Kong;

  • undertake to execute all relevant documents and instruct and authorise the Company and/or the Sole Lead Manager and the Joint Bookrunners (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Public Offer Shares allocated to you in the name of HKSCC Nominees as required by the Articles of Association;

  • represent, warrant and undertake that (i) you understand that the Public Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Public Offer Shares are outside the United States (as defined in Regulation S) or are a person described in paragraph (h)(3) of Rule 902 of Regulation S;

  • warrant that the information you have provided is true and accurate;

  • agree to comply with the Companies (Winding Up and Miscellaneous Provisions) Ordinance, Companies Ordinance, and the Articles of Association;

  • agree to accept the Public Offer Shares applied for, or any lesser number allocated to you under the application;

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

  • authorise the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Public Offer Shares allocated to you, and the Company and/or its agents to deposit any share certificate(s) into CCASS and/or to send any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have chosen to collect the share certificate(s) and/ or refund cheque(s) in person;

2017 Applicants are required to pay the maximum Offer Price of HK$0.42 for each Public Offer Share together with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee. If the Offer Price is not agreed between the Joint Bookrunners (for themselves and on behalf of the Public Offer Underwriters) and the Company (for itself and on behalf of the Selling Shareholder) by Friday, 6 October 2017, the Share Offer will not proceed.

Applications for Public Offer Shares will not be processed and no allotment of any Public Offer Shares will be made until the application lists close.

  • agree that the shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your investor participant stock account or the stock account of your designated CCASS participant;

account of your designated CCASS participant; the Public Offer and the basis of allocation of the Public Offer • agree that each of HKSCC and HKSCC Nominees reserves on Wednesday, 11 October 2017 on the Company’s website at the right (1) not to accept any or part of such allotted shares www.geotech.hk issued in the name of HKSCC Nominees or not to accept www.hkexnews.hk. such allotted shares for deposit into CCASS; (2) to cause such Hong Kong Identity Card/passport/Hong Kong business registration allotted shares to be withdrawn from CCASS and issued in numbers of successful applicants under the Public Offer (where your name at your own risk and costs; and (3) to cause such applicable) will be available on the above websites. allotted shares to be issued in your name (or, if you are a joint If your application for Public Offer Shares is successful (in whole applicant, to the first-named applicant) and in such a case, to or in part) post the certificates for such allotted shares at your own risk If your application is wholly or partially successful, your share to the address on your application form by ordinary post or to certificate(s) (subject to their becoming valid certificates of title make available the same for your collection; provided that the Share Offer has become unconditional and not • agree that each of HKSCC and HKSCC Nominees may having been terminated at 8:00 a.m. on Thursday, 12 October 2017) adjust the number of allotted shares issued in the name of will be issued in the name of HKSCC Nominees and deposited HKSCC Nominees; directly into CCASS for credit to your CCASS Investor Participant • agree that neither HKSCC nor HKSCC Nominees shall have stock account or the stock account of your designated CCASS any liability for the information and representations not so Participant as instructed by you in your Application Form on contained in the Prospectus and this Application Form; Wednesday, 11 October 2017 or, in the event of a contingency, on any • agree that neither HKSCC nor HKSCC Nominees shall be other date as shall be determined by HKSCC or HKSCC Nominees. liable to you in any way; • • declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying; • understand that the Company, the Selling Shareholder, the Sole Sponsor, the Sole Lead Manager, the Joint Bookrunners CCASS Participant. and the Underwriters, any of their respective directors, • officers or representatives or any other person or party involved in the Share Offer will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Public Offer Shares to you and that you may be prosecuted for making a false declaration; • (if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC by you or by anyone as your agent or by any other person; and • (if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent your stock account.

  • declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying;

  • • understand that the Company, the Selling Shareholder, the Sole Sponsor, the Sole Lead Manager, the Joint Bookrunners and the Underwriters, any of their respective directors, officers or representatives or any other person or party involved in the Share Offer will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Public Offer Shares to you and that you may be prosecuted for making a false declaration;

  • • (if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC by you or by anyone as your agent or by any other person; and

  • If you are applying as a CCASS Investor Participant: The Company expects to publish the results of CCASS Investor Participants’ applications together with the results of the Share Offer on Wednesday, 11 October 2017. You should check the announcement published by the Company and report any discrepancies to HKSCC before 5:00 p.m. on Wednesday, 11 October 2017 or such other date as shall be determined by HKSCC or HKSCC Nominees. Immediately after the credit of the Public Offer Shares to your stock account you can check your new account balance via the CCASS Phone System and CCASS Internet System (under the procedures contained in HKSCC’s “An Operating Guide for Investor Participants” in effect from time to time). HKSCC will also make available to you an activity statement showing the number of Public Offer Shares credited to your stock account.

  • (if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC and (ii) you have due authority to sign the Application Form or give electronic application instructions on behalf of that other person as their agent.

No receipt will be issued for application money paid. The Company will not issue temporary documents of title.

Refund of your money

If you do not receive any Public Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. If the Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest.

D. Power of attorney

  • If your application is made through an authorised attorney, the Company, the Sole Sponsor, the Sole Lead Manager and the Joint Bookrunners may accept or reject your application at their discretion, and on any conditions they think fit, including evidence of the attorney’s authority.

The refund procedures are stated in the “How to Apply for the Public Offer Shares – 13. Despatch/Collection of Share Certificates and Refund Monies” section of the Prospectus.

Determination of Offer Price and Allocation of Public Offer Shares The Offer Price is expected to be fixed on or around Wednesday, 4 October 2017, and in any event, not later than Friday, 6 October

of HKSCC Nominees and deposited directly into CCASS for The Company expects to announce the final Offer Price, the indication credit to your investor participant stock account or the stock of the level of interest in the Placing, the level of applications under account of your designated CCASS participant; the Public Offer and the basis of allocation of the Public Offer • agree that each of HKSCC and HKSCC Nominees reserves on Wednesday, 11 October 2017 on the Company’s website at the right (1) not to accept any or part of such allotted shares www.geotech.hk and the website of the Stock Exchange at issued in the name of HKSCC Nominees or not to accept www.hkexnews.hk. Results of allocations in the Public Offer and the such allotted shares for deposit into CCASS; (2) to cause such Hong Kong Identity Card/passport/Hong Kong business registration allotted shares to be withdrawn from CCASS and issued in numbers of successful applicants under the Public Offer (where your name at your own risk and costs; and (3) to cause such applicable) will be available on the above websites. allotted shares to be issued in your name (or, if you are a joint If your application for Public Offer Shares is successful (in whole applicant, to the first-named applicant) and in such a case, to or in part) post the certificates for such allotted shares at your own risk If your application is wholly or partially successful, your share to the address on your application form by ordinary post or to certificate(s) (subject to their becoming valid certificates of title make available the same for your collection; provided that the Share Offer has become unconditional and not • agree that each of HKSCC and HKSCC Nominees may having been terminated at 8:00 a.m. on Thursday, 12 October 2017) adjust the number of allotted shares issued in the name of will be issued in the name of HKSCC Nominees and deposited HKSCC Nominees; directly into CCASS for credit to your CCASS Investor Participant • agree that neither HKSCC nor HKSCC Nominees shall have stock account or the stock account of your designated CCASS any liability for the information and representations not so Participant as instructed by you in your Application Form on contained in the Prospectus and this Application Form; Wednesday, 11 October 2017 or, in the event of a contingency, on any • agree that neither HKSCC nor HKSCC Nominees shall be other date as shall be determined by HKSCC or HKSCC Nominees. liable to you in any way; • If you are applying through a designated CCASS Participant declare and represent that this is the only application made (other than a CCASS Investor Participant): For Public Offer and the only application intended by you to be made to Shares credited to the stock account of your designated CCASS benefit you or the person for whose benefit you are applying; Participant (other than a CCASS Investor Participant), you can • understand that the Company, the Selling Shareholder, the check the number of Public Offer Shares allotted to you with that Sole Sponsor, the Sole Lead Manager, the Joint Bookrunners CCASS Participant.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人 股份戶口或 閣下的指定中央結算系統參與者股份戶口,請使用本申請表格

Geotech Holdings Ltd.

(於開曼群島註冊成立的有限公司)

  • 股份發售

  • 可提出申請的人士 • 確認 閣下已細閱招股章程及本申請表格所 1. 閣下及 閣下為其利益提出申請的人士必須年 載的條款及條件以及申請程序,並同意受其 滿 18 歲並有香港地址。 約束;

    1. 如 閣下為商號,申請須以個別成員名義提 • 確認 閣下已接獲及細閱招股章程,提出申 出。 請時也僅依據招股章程載列的資料及陳述,
    1. 聯名申請人不得超過四名。 而除招股章程任何補充文件所載者外,不會 4. 如 閣下為法人團體,申請須經獲正式授權人 依賴任何其他資料或陳述; 員簽署,並註明其所屬代表身份及蓋上公司印 • 確認 閣下知悉招股章程內有關股份發售的 鑑。 限制;
    1. 閣下必須身處美國境外,並非美籍人士(定義 • 同意本公司、售股股東、獨家保薦人、獨家 請參閱美國《證券法》S 規例),亦非中國法人或 牽頭經辦人、聯席賬簿管理人及包銷商、彼 自然人。 等各自的董事、高級職員、僱員、合夥人、
  • 6 除《上市規則》批准外,下列人士概不得申請認 代理、顧問及參與股份發售的任何其他人士 購任何公開發售股份: 現時及日後均毋須對並非載於招股章程(及其 • 本公司及╱或其任何附屬公司股份的現有 任何補充文件)的任何資料及陳述負責; 實益擁有人; • 承諾及確認 閣下或 閣下為其利益提出申

  • • 本公司及╱或其任何附屬公司的董事或最 請的人士並無申請或接納或表示有意認購(亦 高行政人員; 不會申請或接納或表示有意認購)配售的任何

  • • 本公司關連人士(定義見上市規則)或緊隨 發售股份,也沒有參與配售; 股份發售完成後成為本公司關連人士的人 • 同意向本公司、出售股東、香港股份過戶登 士; 記分處、收款銀行、獨家牽頭經辦人、獨

  • • 上述任何人士的聯繫人(定義見上市規 家保薦人、聯席賬簿管理人及包銷商及╱或 則);或 彼等各自的顧問及代理披露其所要求提供有

  • • 已獲分配或已申請或表示有意申請配售的 關 閣下及 閣下為其利益提出申請的人士 任何配售股份或以其他方式參與配售的人 的個人資料; 士。 • 若香港境外任何地方的法例適用於 閣下的 申請,則同意及保證 閣下已遵守所有有關

  • 如 閣下為代名人 法例,且本公司、出售股東、獨家保薦人、 閣下作為代名人可提交超過一份公開發售股份申 獨家牽頭經辦人、聯席賬簿管理人及包銷商 請,方法是:(i)(i) 透過中央結算及交收系統(「 中央 和彼等各自的任何高級職員或顧問概不會因 結算系統 」)向香港結算發出電子認購指示(如 閣 接納 閣下的購買要約,或 閣下在招股章 下為中央結算系統參與者);或(ii)使用(ii)使用使用 白色黃色 程及本申請表格所載的條款及條件項下的權 申請表格,以自身名義代表不同的實益擁有人提 利及責任所引致的任何行動,而違反香港境 交超過一份申請。 外的任何法例; • 同意 閣下的申請一經接納,即不得因無意

申請條件

甲 . 可提出申請的人士

  • 乙 . 如 閣下為代名人 閣下作為代名人可提交超過一份公開發售股份申 請,方法是:(i)(i) 透過中央結算及交收系統(「 中央 結算系統 」)向香港結算發出電子認購指示(如 閣 下為中央結算系統參與者);或(ii)使用(ii)使用使用 白色黃色 申請表格,以自身名義代表不同的實益擁有人提 交超過一份申請。

  • 同意 閣下的申請一經接納,即不得因無意 的失實陳述而撤銷;

丙 . 填交本申請表格的效用

  • 同意 閣下的申請受香港法例管轄;

  • 閣下填妥並遞交本申請表格,即表示 閣下(如屬 聯名申請人,即各人共同及個別)代表 閣下本 身,或作為 閣下代其行事的每位人士的代理或 代名人:

  • 聲明、保證及承諾:(i) 閣下明白公開發售 股份不曾亦不會根據美國《證券法》登記;及 (ii) 閣下及 閣下為其利益申請公開發售股 份的人士均身處美國境外(定義請參閱 S 規 例),或屬 S 規例第 902 條第 (h)(3) 段所述的人 士;

  • 承諾簽立所有相關文件,並指示及授權本公司 及╱或作為本公司代理的獨家牽頭經辦人及 聯席賬簿管理人(或彼等的代理或代名人), 為 閣下簽立任何文件及代表 閣下辦理一 切必要事宜,並為按照組織章程細則的規定 將 閣下獲分配的任何公開發售股份以香港結 算代理人的名義登記;

  • 保證 閣下提供的資料真實及準確;

  • • 同意接納所申請數目或根據申請分配予 閣 下但數目較少的公開發售股份;

  • 同意遵守公司(清盤及雜項條文)條例、公司條 例及組織章程細則;

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人 股份戶口或 閣下的指定中央結算系統參與者股份戶口,請使用本申請表格

期五)。申請人須繳付每股公開發售股份 0.42 港元的最 高發售價,另加 1% 經紀佣金、0.0027% 證監會交易徵 費及 0.005% 聯交所交易費。倘若聯席賬簿管理人(為 其本身及代表其他公開發售包銷商)與本公司(代其本 身及代表出售股東)並無於二零一七年十月六日(星期 五)或之前協定發售價,股份發售將不會進行。

  • 授權本公司將香港結算代理人的名稱列入本公 司股東名冊,作為 閣下獲分配的任何公開發 售股份的持有人,並授權本公司及╱或其代理 將任何股票存入中央結算系統及╱或以普通郵 遞方式按申請所示地址向 閣下或聯名申請 的首名申請人發送任何退款支票,郵誤風險 由 閣下承擔,除非 閣下已選擇親身領取股 票及╱或退款支票;

  • 截止登記認購申請前概不處理公開發售股份的申請或 配發任何公開發售股份。

  • 同意獲配發的股份是以香港結算代理人的名義 本公司預期於二零一七年十月十一日(星期三) 發行,並直接存入中央結算系統,以便記存 在本公司網站 www.geotech.hk 及聯交所網站 於 閣下的投資者戶口持有人股份戶口或 閣 www.hkexnews.hk 公佈發售價、配售踴躍程度、公開 下的指定中央結算系統參與者股份戶口; 發售認購水平及公開發售分配基準。公開發售的分配

  • • 同意香港結算及香港結算代理人各自保留權利 結果以及成功申請人的香港身份證╱護照╱香港商業 (1) 不接納以香港結算代理人名義發行的該等獲 登記號碼(如適用)亦同於上述網站公佈。 配發的任何或部分股份,或不接納該等獲配發 如 閣下成功申請認購公開發售股份(全部或部分) 的股份存入中央結算系統;(2) 促使該等獲配發 如 閣下的申請全部或部分獲接納, 閣下的股票(前 的股份從中央結算系統提取,並轉入 閣下名 提是到二零一七年十月十二日(星期四)上午8時正股份 下,有關風險及費用概由 閣下自行承擔;及 發售成為無條件而並無終止,股票成為有效的所有權 (3) 促使該等獲配發的股份以 閣下名義發行 證明)將以香港結算代理人名義發出,並按 閣下在

  • (或如屬聯名申請人,則以排名首位申請人的名 申請表格的指示於二零一七年十月十一日(星期三)或 義發行),而在此情況下,會以普通郵遞方式將 在特別情況下由香港結算或香港結算代理人指定的任 該等獲配發股份的股票寄往 閣下在申請表格 何其他日期直接存入中央結算系統,以記存於 閣下 上所示地址(郵誤風險概由 閣下自行承擔)或 的中央結算系統投資者戶口持有人股份戶口或 閣下 提供該等股票予 閣下領取; 的指定中央結算系統參與者股份戶口。

  • • 同意香港結算及香港結算代理人均可調整獲配 • 如 閣下透過中央結算系統投資者戶口持有人以 發以香港結算代理人名義發行的股份數目; 外的指定中央結算系統參與者提出申請:公開

  • • 同意香港結算及香港結算代理人對招股章程及 發售股份將存入 閣下的指定中央結算系統參與 本申請表格未有載列的資料及陳述概不負責; 者(非中央結算系統投資者戶口持有人)股份戶

  • • 同意香港結算及香港結算代理人概不以任何方 口, 閣下可向該中央結算系統參與者查詢 閣下 式對 閣下負責; 獲配發的公開發售股份數目。

  • • 聲明及表示此乃 閣下為本身或 閣下為其利 • 如 閣下以中央結算系統投資者戶口持有人身份 益提出申請的人士提出及擬提出的唯一申請; 提出申請:本公司預期於二零一七年十月十一日

  • • 明白本公司、售股股東、獨家保薦人、獨家牽 (星期三)刊登中央結算系統投資者戶口持有人 頭經辦人、聯席賬簿管理人及包銷商,以及彼 的申請結果及公開發售的結果。 閣下應查閱本 等各自的任何董事、高級職員或代表或參與股 公司刊發的公告,如有任何資料不符,請於二零 份發售的任何其他個人或團體將依據 閣下的 一七年十月十一日(星期三)或香港結算或香港結 聲明及陳述而決定是否向 閣下配發任何公開 算代理人確定的任何其他日期下午五時正前知會 發售股份, 閣下如作出虛假聲明,可能會被檢 香港結算。在公開發售股份存入 閣下的股份戶 控; 口後 閣下即可透過「結算通」電話系統及中央結

  • • (如本申請是為 閣下本身利益提出)保證 閣 算系統互聯網系統(根據香港結算不時有效的《投 下或作為 閣下代理的任何人士或任何其他人 資者戶口操作簡介》所載程序)查詢 閣下的新戶 士不曾亦不會為 閣下利益而以 白色黃色 申 口結餘。香港結算亦將向 閣下提供一份活動結 請表格或向香港結算發出 電子認購指示 提出其 單,列出存入 閣下股份戶口的公開發售股份數 他申請;及 目。

  • • (如 閣下作為代理為另一人士的利益提出申 本公司不會就申請時繳付的款項發出收據,亦不會發 請)保證 (i) 閣下(作為代理或為該人士利益)或 出臨時所有權文件。 該人士或任何其他作為該人士代理的人士不曾 退回款項

  • 亦不會以 白色黃色 申請表格或向香港結算發 若 閣下未獲分配任何公開發售股份或申請僅部分獲

  • 電子認購指示 而提出其他申請;及 (ii) 閣下 接納,本公司將不計利息退回 閣下的申請股款(包

  • 獲正式授權作為該人士的代理代為簽署本申請 。 括相關的 1% 經紀佣金、0.0027%0.0027% 證監會交易徵費及

  • 表格或發出 電子認購指示

若 閣下未獲分配任何公開發售股份或申請僅部分獲 接納,本公司將不計利息退回 閣下的申請股款(包 括相關的 1% 經紀佣金、0.0027%0.0027% 證監會交易徵費及 0.005% 聯交所交易費)。如發售價低於最高發售價, 本公司將不計利息退回多收申請股款(包括相關的 1% 經紀佣金、0.0027% 證監會交易徵費及 0.005% 聯交所 交易費)。

丁 . 授權書

  • 如 閣下透過授權人士提出申請,本公司、獨家保 薦人、獨家牽頭經辦人及聯席賬簿管理人可按其認 為合適的任何條件(包括出示獲授權證明)酌情接納 或拒絕 閣下的申請。

有關退款程序載於招股章程「如何申請公開發售股 份-13. 發送╱領取股票及退回股款」一節。

釐定發售價及公開發售股份的分配

預期發售價於二零一七年十月四日(星期三)或前後釐 定,且於任何情況下均不遲於二零一七年十月六日(星

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

Personal Data

Personal Information Collection Statement

This Personal Information Collection Statement informs the applicant for, and holder of, Public Offer Shares, of the policies and practices of the Company and its Hong Kong Branch Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “ Ordinance ”).

3. Transfer of personal data Personal data held by the Company and its Hong Kong Branch Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Branch Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following: • the Company’s appointed agents such as financial

1. Reasons for the collection of your personal data It is necessary for applicants and registered holders of securities to supply correct personal data to the Company or its agents and the Hong Kong Branch Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the Hong Kong Branch Share Registrar.

It is necessary for applicants and registered holders of securities to supply correct personal data to the Company or • its agents and the Hong Kong Branch Share Registrar when applying for securities or transferring securities into or out registrar; of their names or in procuring the services of the Hong Kong • Branch Share Registrar. Failure to supply the requested data may result in your the personal data for the purposes of operating CCASS; application for securities being rejected, or in delay or • the inability of the Company or its Hong Kong Branch Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay registration or transfers of the Public Offer Shares which you have successfully with their respective business operation; applied for and/or the dispatch of share certificate(s) and/or refund cheque(s) to which you are entitled. • It is important that securities holders inform the Company and the Hong Kong Branch Share Registrar immediately of required by laws, rules or regulations; and any inaccuracies in the personal data supplied. • Purposes bankers, solicitors, accountants or stockbrokers etc. The personal data of the securities holders may be used, held, processed, and/or stored (by whatever means) for the 4. Retention of personal data following purposes: The Company and its Hong Kong Branch Share Registrar • processing your application and refund cheque, where will keep the personal data of the applicants and holders applicable, verification of compliance with the terms of securities for as long as necessary to fulfil the purposes and application procedures set out in this Application for which the personal data were collected. Personal data Form and the Prospectus and announcing results of which is no longer required will be destroyed or dealt with in allocation of the Public Offer Shares; • compliance with applicable laws and regulations in accordance with the Ordinance. Hong Kong and elsewhere; • registering new issues or transfers into or out of 5. Access to and correction of personal data the names of securities’ holders including, where Securities holders have the right to ascertain whether the applicable, HKSCC Nominees; Company or the Hong Kong Branch Share Registrar hold • maintaining or updating the register of securities’ their personal data, to obtain a copy of that data, and to holders of the Company; correct any data that is inaccurate. The Company and the • verifying securities holders’ identities; Hong Kong Branch Share Registrar have the right to charge • establishing benefit entitlements of securities’ holders a reasonable fee for the processing of such requests. of the Company, such as dividends, rights issues, bonus

==> picture [539 x 207] intentionally omitted <==

----- Start of picture text -----

its agents and the Hong Kong Branch Share Registrar when advisers, receiving bank and overseas principal share
applying for securities or transferring securities into or out registrar;
of their names or in procuring the services of the Hong Kong • where applicants for securities request a deposit into
Branch Share Registrar. CCASS, HKSCC or HKSCC Nominees, who will use
Failure to supply the requested data may result in your the personal data for the purposes of operating CCASS;
application for securities being rejected, or in delay or • any agents, contractors or third-party service providers
the inability of the Company or its Hong Kong Branch
who offer administrative, telecommunications,
Share Registrar to effect transfers or otherwise render their
computer, payment or other services to the Company or
services. It may also prevent or delay registration or transfers
the Hong Kong Branch Share Registrar in connection
of the Public Offer Shares which you have successfully
with their respective business operation;
applied for and/or the dispatch of share certificate(s) and/or
• the Stock Exchange, the SFC and any other statutory
refund cheque(s) to which you are entitled.
regulatory or governmental bodies or otherwise as
It is important that securities holders inform the Company
and the Hong Kong Branch Share Registrar immediately of required by laws, rules or regulations; and
any inaccuracies in the personal data supplied. • any persons or institutions with which the securities’
holders have or propose to have dealings, such as their
Purposes bankers, solicitors, accountants or stockbrokers etc.
樣版
----- End of picture text -----

2. Purposes

The Company and its Hong Kong Branch Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.

5. Access to and correction of personal data

  • Securities holders have the right to ascertain whether the Company or the Hong Kong Branch Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Branch Share Registrar have the right to charge a reasonable fee for the processing of such requests.

  • establishing benefit entitlements of securities’ holders of the Company, such as dividends, rights issues, bonus issues, etc.;

  • All requests for access to data or correction of data should be addressed to the Company, at its registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or the Company’s Hong Kong Branch Share Registrar for the attention of the privacy compliance officer.

  • distributing communications from the Company and its subsidiaries;

  • compiling statistical information and securities’ holder profiles;

  • disclosing relevant information to facilitate claims on entitlements; and

  • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Branch Share Registrar to discharge their obligations to securities’ holders and/or regulators and/ or any other purposes to which the securities’ holders may from time to time agree.

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人 股份戶口或 閣下的指定中央結算系統參與者股份戶口,請使用本表格

個人資料

個人資料收集聲明

此項個人資料收集聲明是向公開發售股份的申請人 和持有人說明有關本公司及其香港股份過戶登記分 處有關個人資料和香港法例第486章個人資料(私隱) 條例(「 條例 」)方面的政策和措施。

3. 轉交個人資料

  • 本公司及其香港股份過戶登記分處所持有關證 券持有人的個人資料將會保密,但本公司及其 香港股份過戶登記分處可以在為作上述任何用 途之必要情況下,向下列任何人士披露、獲取 或轉交(無論在香港境內或境外)有關個人資料:

1. 收集 閣下個人資料的原因 或轉交(無論在香港境內或境外)有關個人資料: 證券申請人及登記持有人以本身名義申請證券 • 本公司委任的代理,例如財務顧問、收款銀 或轉讓或受讓證券時或尋求香港股份過戶登記 行和主要海外股份過戶登記分處; 分處的服務時,必須向本公司或其代理及香港 • 如證券申請人要求將證券存於中央結算系 股份過戶登記分處提供準確個人資料。 統,則為香港結算或香港結算代理人,彼等 未能提供所要求的資料可能導致 閣下申請證 將會就中央結算系統的運作使用有關個人資 券被拒或延遲,或本公司或其香港股份過戶登 料; 記分處無法進行轉讓或提供服務。此舉也可能 • 向本公司或香港股份過戶登記分處提供與其 妨礙或延遲登記或轉讓 閣下成功申請的公開 各自業務營運有關的行政、電訊、電腦、付 發售股份及╱或寄發 閣下應得的股票及╱或 款或其他服務的任何代理、承包商或第三方 退款支票。 服務供應商; 證券持有人所提供的個人資料如有任何錯誤, • 聯交所、證監會及任何其他法定監管機關或 須立即通知本公司及香港股份過戶登記分處。 政府部門或遵照法例、規則或規例的規定; 及

2. 用途 • 證券持有人與其進行或擬進行交易的任何人 證券持有人的個人資料可以任何方式被採用、 士或機構,例如彼等的銀行、律師、會計師 持有、處理及╱或保存,以作下列用途: 或股票經紀等。 • 處理 閣下的申請及退款支票(如適用)、核 實是否符合本申請表格及招股章程載列的條 4. 個人資料的保留 款和申請程序以及公佈公開發售股份的分配 本公司及其香港股份過戶登記分處將按收集個 結果; 人資料所需的用途保留證券申請人及持有人的

• 遵守香港及其他地區的適用法律及法規; 個人資料。毋須保留的個人資料將會根據條例 • 以證券持有人(包括香港結算代理人(如適 銷毀或處理。 用))的名義登記新發行證券或轉讓或受讓證 券; 5. 查閱和更正個人資料

• 存置或更新本公司證券持有人的名冊; 證券持有人有權確定本公司或香港股份過戶登 • 核實證券持有人的身份; 記分處是否持有其個人資料,並有權索取有關 • 確定本公司證券持有人的受益權利,例如股 該資料的副本並更正任何不準確資料。本公司 息、供股和紅股等; 和香港股份過戶登記分處有權就處理任何查閱

• 分發本公司及其附屬公司的通訊; 資料的要求收取合理費用。 • 編製統計數據和證券持有人資料; 所有查閱資料或更正資料的要求應按招股章程 • 披露有關資料以便就權益索償;及 「公司資料」一節所披露或不時通知的本公司註 • 與上述有關的任何其他附帶或相關用途 冊地址送交公司秘書,或向本公司的香港股份 及╱或使本公司及香港股份過戶登記分處能 過戶登記分處的私隱條例事務主任提出。 履行對證券持有人及╱或監管機構承擔的責 任及╱或證券持有人不時同意的任何其他用 閣下簽署申請表格或向香港結算發出電子認購指 途。 示,即表示同意上述各項。

閣下簽署申請表格或向香港結算發出電子認購指 示,即表示同意上述各項。

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