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GEOSPACE TECHNOLOGIES CORP — Director's Dealing 2015
Nov 20, 2015
33529_dirs_2015-11-20_e0c6f93f-4150-41dc-adf8-2fe09770c9d5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GEOSPACE TECHNOLOGIES CORP (GEOS)
CIK: 0001001115
Period of Report: 2015-11-18
Reporting Person: Wheeler Walter R. (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-18 | Common Stock | A | 8500 | $0.00 | Acquired | 57925 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-18 | Options (right to buy) | $14.87 | A | 18400 | Acquired | 2025-11-18 | Common Stock (18400) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (right to buy) | $21.945 | 2020-02-25 | Common Stock (20000) | 20000 | Direct |
| Options (right to buy) | $8.78 | 2018-12-05 | Common Stock (6000) | 6000 | Direct |
Footnotes
F1: The performance option described in this line item is exercisable in installments upon the satisfaction of both (1) certain performance based vesting conditions relating to total shareholder return and (2) certain service based vesting conditions. Additional details regarding vesting and the form and terms of this performance option are available in the Company's Current Report on Form 8-K filed on November 20, 2015.
F2: This option vested in four equal annual installments beginning February 25, 2011 and is now fully exercisable.
F3: This option vested in four equal annual installments beginning February 5, 2012 and is now fully exercisable.