AI assistant
GEOSPACE TECHNOLOGIES CORP — Director's Dealing 2012
Feb 3, 2012
33529_dirs_2012-02-03_bf6313fb-7189-46df-8a58-1ee5a9f58ce0.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OYO GEOSPACE CORP (OYOG)
CIK: 0001001115
Period of Report: 2012-02-03
Reporting Person: SHEEN MICHAEL J (Director, SVP & Chief Technical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-03 | Common Stock, par value $.01 per share | M | 7922 | $17.56 | Acquired | 37922 | Direct |
| 2012-02-03 | Common Stock, par value $.01 per share | S | 4000 | $100.00 | Disposed | 33922 | Direct |
| 2012-02-03 | Common Stock, par value $.01 per share | S | 2000 | $100.10 | Disposed | 31922 | Direct |
| 2012-02-03 | Common Stock, par value $.01 per share | S | 1000 | $100.20 | Disposed | 30922 | Direct |
| 2012-02-03 | Common Stock, par value $.01 per share | S | 2000 | $100.30 | Disposed | 28922 | Direct |
| 2012-02-03 | Common Stock, par value $.01 per share | S | 922 | $100.51 | Disposed | 28000 | Direct |
| 2012-02-03 | Common Stock, par value $.01 per share | S | 2000 | $102.00 | Disposed | 26000 | Direct |
| 2012-02-03 | Common Stock, par value $.01 per share | S | 5000 | $104.00 | Disposed | 21000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-03 | Options (right to buy) | $17.56 | M | 7922 | Disposed | 2018-12-05 | Common Stock (7922) | Direct |
Footnotes
F1: These shares were issued upon the exercise of options (described in Table II) and then immediately sold. The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person.
F2: The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
F3: This option has become exercisable in four equal annual installments, and will be fully exercisable on December 5, 2012.
F4: This number represents the partial exercise of the options granted to the reporting person on December 5, 2008 to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation.
F5: Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.
F6: Includes options to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation with an expiration date of December 5, 2018 and an exercise price of $17.56 per share. These options will be fully exercisable on December 5, 2012.
F7: A portion of these shares were issued upon the exercise of options (described in Table II) and then immediately sold.