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GEOSPACE TECHNOLOGIES CORP — Director's Dealing 2012
Sep 14, 2012
33529_dirs_2012-09-14_db5ef79d-1b22-43e8-92e0-a31c60a9fd74.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OYO GEOSPACE CORP (OYOG)
CIK: 0001001115
Period of Report: 2012-09-12
Reporting Person: OWENS GARY D (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-12 | Common Stock, par value $.01 per share | M | 3000 | $17.56 | Acquired | 223642 | Direct |
| 2012-09-12 | Common Stock, par value $.01 per share | S | 3000 | $115 | Disposed | 220642 | Direct |
| 2012-09-13 | Common Stock, par value $.01 per share | M | 3000 | $17.56 | Acquired | 223642 | Direct |
| 2012-09-13 | Common Stock, par value $.01 per share | S | 3000 | $115.0238 | Disposed | 220642 | Direct |
| 2012-09-14 | Common Stock, par value $.01 per share | M | 2750 | $17.56 | Acquired | 223392 | Direct |
| 2012-09-14 | Common Stock, par value $.01 per share | S | 2750 | $115 | Disposed | 220642 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-12 | Options (right to buy) | $17.56 | M | 3000 | Disposed | 2018-12-05 | Common Stock (3000) | Direct |
| 2012-09-13 | Options (right to buy) | $17.56 | M | 3000 | Disposed | 2018-12-05 | Common Stock (3000) | Direct |
| 2012-09-14 | Options (right to buy) | $17.56 | M | 2750 | Disposed | 2018-12-05 | Common Stock (2750) | Direct |
Footnotes
F1: The shares were issued upon the exercise of options (described in Table II) and then immediately sold. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
F3: These options vest in four equal annual installments beginning December 5, 2009 and will be fully vested on December 5, 2012.
F4: Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.00 to $115.25, inclusive. The reporting person undertakes to provide to OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.