GEOPACIFIC RESOURCES LTD — Major Shareholding Notification 2021

Nov 14, 2021

604 page 1/2 15 July 2001

Form 604 Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

604 page 1/2 15 July 2001	604 page 1/2 15 July 2001	604 page 1/2 15 July 2001	604 page 1/2 15 July 2001
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder
To:Company Name/Scheme Geopacific Resources Ltd. ACN/ARSN 003 208 393 1. Details of substantial holder (1) Name Sparta AG, Heidelberg, Germany 2invest AG, Heidelberg, Germany Deutsche Balaton Aktiengesellschaft, Heidelberg, Germany VV Beteiligungen Aktiengesellschaft, Heidelberg, Germany DELPHI Unternehmensberatung Aktiengesellschaft, Heidelberg, Germany Wilhelm K.T. Zours, Heidelberg, Germany ACN/ARSN (if applicable) There was a change in the interests of the
	To:Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) There was a change in the interests of the		Geopacific Resources Ltd.
			003 208 393
			Sparta AG, Heidelberg, Germany 2invest AG, Heidelberg, Germany Deutsche Balaton Aktiengesellschaft, Heidelberg, Germany VV Beteiligungen Aktiengesellschaft, Heidelberg, Germany DELPHI Unternehmensberatung Aktiengesellschaft, Heidelberg, Germany Wilhelm K.T. Zours, Heidelberg, Germany
	substantial holder on 12 / 11 / 21 The previous notice was given to the company on 24 / 06 / 21 The previous notice was dated 24 / 06 / 21 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company of scheme, are as follows: Class of securities (4) Previous notice Present notice Person’s votes Voting power(5) Person’s votes Voting power(5) Fully paid ordinary shares 96,791,304 18.87% 103,841,304 19.998% 3. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme as follows: Date of change Person whose relevant interest changed Nature of change (6) Consideration given in relation to change (7) Class and number of securities affected Person’s votes affected 30 June 2021 Sparta AG On-market purchases $0.3081 per share ordinary shares, 650,000 650,000 05 July 2021 Sparta AG On-market purchases $0.3400 per share ordinary shares, 82,048 82,048 07 July 2021 Sparta AG On-market purchases $0.3400 per share ordinary shares, 7,011 7,011 08 July 2021 Sparta AG On-market purchases $0.3400 per share ordinary shares, 152,548 152,548

Date of change	Person whose relevant interest changed	Nature of change (6)	Consideration given in relation to change (7)	Class and number of securities affected	Person’s votes affected
30 June 2021	Sparta AG	On-market purchases	$0.3081 per share	ordinary shares, 650,000	650,000
05 July 2021	Sparta AG	On-market purchases	$0.3400 per share	ordinary shares, 82,048	82,048
07 July 2021	Sparta AG	On-market purchases	$0.3400 per share	ordinary shares, 7,011	7,011
08 July 2021	Sparta AG	On-market purchases	$0.3400 per share	ordinary shares, 152,548	152,548
08 July 2021	2invest AG	On-market purchases	$0.3400 per share	ordinary shares, 1,119,864	1,119,864
09 July 2021	Sparta AG	On-market purchases	$0.3400 per share	ordinary shares, 83,393	83,393

09 July 2021	2invest AG	On-market purchases	$0.3450 per share	ordinary shares, 1,825,000	1,825,000
16 July 2021	DELPHI Unternehmensberatung Aktiengesellschaft	On-market purchases	$0.3500 per share	ordinary shares, 92,462	92,462
19 July 2021	Sparta AG	On-market purchases	$0.3400 per share	ordinary shares, 25,000	25,000
19 July 2021	DELPHI Unternehmensberatung Aktiengesellschaft	On-market purchases	$0.3500 per share	ordinary shares, 7,538	7,538
20 July 2021	Sparta AG	On-market purchases	$0.3367 per share	ordinary shares, 150,000	150,000
21 July 2021	2invest AG	On-market purchases	$0.3400 per share	ordinary shares, 2,055,136	2,055,136
12 November 2021	2invest AG	On-market purchases	$0.2388 per share	ordinary shares, 800,000	800,000

4. Present relevant interest

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securities	Person’s votes
Sparta AG	Sparta AG		Registered Holder	Ordinary Shares, 25,054,762	25,054,762
2invest AG	2invest AG		Registered Holder	Ordinary Shares, 14,617,822	14,617,822
Deutsche Balaton Aktiengesellschaft	Sparta AG, 2invest AG, Deutsche Balaton Aktiengesellschaft		Registered Holder, Control over 2invest AG, Major Shareholder of Sparta AG	Ordinary Shares, 51,577,346	51,577,346
VV Beteiligungen Aktiengesellschaft	Sparta AG, 2invest AG, Deutsche Balaton Aktiengesellschaft		Major Shareholder of Deutsche Balaton Aktiengesellschaft	Ordinary Shares, 51,577,346	51,577,346
DELPHI Unternehmensberatung Aktiengesellschaft	Sparta AG, 2invest AG, Deutsche Balaton Aktiengesellschaft, DELPHI Unternehmensberatung Aktiengesellschaft		Registered Holder, Holding Company of VV Beteiligungen Aktiengesellschaft	Ordinary Shares, 103,841,304	103,841,304
Wilhelm K.T. Zours	Sparta AG, 2invest AG, Deutsche Balaton Aktiengesellschaft, DELPHI Unternehmensberatung Aktiengesellschaft		Major Shareholder of DELPHI Unternehmensberatung Aktiengesellschaft	Ordinary Shares, 103,841,304	103,841,304

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Sparta AG	Ziegelhaeuser Landstrasse 1, 69120 Heidelberg, Germany
2invest AG	Ziegelhaeuser Landstrasse 3, 69120 Heidelberg, Germany
Deutsche Balaton Aktiengesellschaft	Ziegelhaeuser Landstrasse 1, 69120 Heidelberg, Germany
VV Beteiligungen Aktiengesellschaft	Ziegelhaeuser Landstrasse 1, 69120 Heidelberg, Germany
DELPHI Unternehmensberatung Aktiengesellschaft	Ziegelhaeuser Landstrasse 1, 69120 Heidelberg, Germany
Wilhelm K.T. Zours	69120 Heidelberg, Germany

Signature

print name Alexander Link capacity Member Management Board
sign here date 12 / 11 /	21
DIRECTIONS
ntial holders with similar or related relevant issues (eg. A corporation and its related corporations, or the manager and trustee of an
e included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to
fically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the
” in Section 9 of the Corporations Act 2001.
nterest” in sections 608 and 671B(7) of the Corporations Act 2001.
y constitute one class unless divided into separate classes.
he total votes in the body corporate or scheme multiplied by 100.
nt or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out
ant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany
h a written statement certifying this contract, scheme or arrangement; and
e power of a person to exercise, control the exercise of, the voting powers or disposal of the securities to
erest relates (indicating clearly the particular securities to which the qualification applies).
greement” in section 9 of the Corporations Act 2001.
st include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become
that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be

(1) If there are a number of substantial holders with similar or related relevant issues (eg. A corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form. (2) See the definition of “associate” in Section 9 of the Corporations Act 2001. (3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001. (4) The voting shares of a company constitute one class unless divided into separate classes. (5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100. (6) Include details of: (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

(b) any qualification of the power of a person to exercise, control the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). See the definition of “relevant agreement” in section 9 of the Corporations Act 2001. (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

(8) If the substantial holder in unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write “unknown”. (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.