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GENWORTH FINANCIAL INC — Director's Dealing 2025
Feb 28, 2025
31227_dirs_2025-02-28_44ed4e6b-414f-4096-a295-601c6e5beec9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENWORTH FINANCIAL INC (GNW)
CIK: 0001276520
Period of Report: 2025-02-26
Reporting Person: Upton Jerome T (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-02-26 | Common Stock | M | 43431 | — | Acquired | 421867 | Direct |
| 2025-02-26 | Common Stock | F | 11627 | $6.65 | Disposed | 410240 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-02-26 | Restricted Stock Units | $ | M | 43431 | Disposed | Common Stock (43431) | Direct | |
| 2025-02-26 | Restricted Stock Units | $ | A | 112518 | Acquired | Common Stock (112518) | Direct |
Footnotes
F1: Restricted Stock Units settle in Common Stock on a 1:1 basis.
F2: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 26, 2025.
F3: Restricted Stock Units vested and converted to Common Stock on February 26, 2025.
F4: Restricted Stock Units vest and convert to Common Stock in three equal installments beginning on February 26, 2026.
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