GENWORTH FINANCIAL INC — Director's Dealing 2021

Apr 8, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENWORTH FINANCIAL INC (GNW)
CIK: 0001276520
Period of Report: 2021-04-07

Reporting Person: Bobitz Ward E. (EVP and General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-07	Class A Common Stock	M	33512	—	Acquired	358399	Direct
2021-04-07	Class A Common Stock	F	15114	$3.38	Disposed	343285	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-07	Restricted Stock Units	$	M	33512	Disposed		Class A Common Stock (33512)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	170.257	Indirect

Footnotes

F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on April 7, 2021.

F3: Restricted Stock Units vested and converted to Class A Common Stock on April 7, 2021.