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GENWORTH FINANCIAL INC Director's Dealing 2018

Jul 3, 2018

31227_dirs_2018-07-03_235ccfcb-9847-40ff-aae6-8a4f3263cc09.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENWORTH FINANCIAL INC (GNW)
CIK: 0001276520
Period of Report: 2018-06-29

Reporting Person: RIEPE JAMES S (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-06-29 Deferred Stock Units $ A 15083.477 Acquired Class A Common Stock (15083.477) Direct

Footnotes

F1: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.3425 per share of Class A Common Stock.