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Gentherm Inc — Director's Dealing 2021
Mar 4, 2021
32146_dirs_2021-03-04_609cd26d-4005-45b9-a52b-1e785de1eb6b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENTHERM Inc (THRM)
CIK: 0000903129
Period of Report: 2021-03-02
Reporting Person: Kauffman Wayne S III (VP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-02 | Common Stock | M | 4000 | $41.69 | Acquired | 14133 | Direct |
| 2021-03-02 | Common Stock | M | 3000 | $38.05 | Acquired | 17133 | Direct |
| 2021-03-02 | Common Stock | S | 620 | $73.4465 | Disposed | 16513 | Direct |
| 2021-03-02 | Common Stock | S | 400 | $71.8425 | Disposed | 16113 | Direct |
| 2021-03-02 | Common Stock | S | 5980 | $72.7202 | Disposed | 10133 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-02 | Option to Purchase Common Stock | $41.69 | M | 4000 | Disposed | 2022-02-18 | Common Stock (4000) | Direct |
| 2021-03-02 | Option to Purchase Common Stock | $38.05 | M | 3000 | Disposed | 2024-02-22 | Common Stock (3000) | Direct |
Footnotes
F1: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $73.17 to $74.17. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F2: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $71.69 to $72.00. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $72.18 to $73.16. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4: The option was granted to the reporting person on February 18, 2015 and is fully vested.
F5: The option was granted to the reporting person on February 22, 2017 and is fully vested.