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Gentherm Inc — Director's Dealing 2021
Mar 16, 2021
32146_dirs_2021-03-16_21093d68-6f2a-4f08-8178-1dffd8c21e71.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENTHERM Inc (THRM)
CIK: 0000903129
Period of Report: 2021-03-12
Reporting Person: Eyler Phillip (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-12 | Common Stock | F | 4002 | $79.26 | Disposed | 62632 | Direct |
| 2021-03-12 | Common Stock | A | 18045 | $0.00 | Acquired | 80677 | Direct |
| 2021-03-15 | Common Stock | M | 50000 | $35.50 | Acquired | 130677 | Direct |
| 2021-03-15 | Common Stock | S | 25652 | $78.8917 | Disposed | 105025 | Direct |
| 2021-03-15 | Common Stock | S | 24348 | $79.0177 | Disposed | 80677 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-15 | Option to Purchase Common Stock | $35.50 | M | 50000 | Disposed | 2024-12-04 | Common Stock (50000) | Direct |
Footnotes
F1: The shares represent Restricted Stock Units issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions: one-third on March 12, 2022, one-third on March 12, 2023, and one-third on March 12, 2024.
F2: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $77.94 to $78.94. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $78.945 to $79.17. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4: The option is vested with respect to 159,375 shares of common stock, including the 50,000 shares disposed of in this exercise. The remaining 53,125 shares will vest on December 4, 2021.