AI assistant
Gentherm Inc — Director's Dealing 2019
Jul 2, 2019
32146_dirs_2019-07-02_cf181268-c650-4e1a-8e0b-78bc8d39bece.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: GENTHERM Inc (THRM)
CIK: 0000903129
Period of Report: 2019-07-01
Reporting Person: Kauffman Wayne S III (VP and General Counsel)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 866 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock | $41.69 | 2022-02-18 | Common Stock (4000) | Direct | |
| Option to Purchase Common Stock | $38.05 | 2024-02-22 | Common Stock (3000) | Direct |
Footnotes
F1: The shares represent Restricted Stock Units issued under the 2013 Equity Incentive Plan that vest in three portions: 289 shares on each of August 17, 2019 and August 17, 2020, and 288 shares on August 17, 2021.
F2: The option was granted to the reporting person on February 18, 2015 and vested in four equal installments on the first through fourth anniversaries of the date of grant.
F3: The option was granted to the reporting person on February 22, 2017. 1,000 shares are currently vested and exercisable, and the remaining 2,000 shares will vest as to 1,000 shares on February 22, 2020 and 1,000 shares on February 22, 2021.