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Gentherm Inc — Director's Dealing 2017
Feb 23, 2017
32146_dirs_2017-02-23_ebd07258-b1a0-40bd-9ce8-f8d03d5ea1ab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENTHERM Inc (THRM)
CIK: 0000903129
Period of Report: 2017-02-22
Reporting Person: Steele Barry G (CFO/VP Finance/Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-22 | Common Stock | A | 15000 | $0.00 | Acquired | 56763 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-22 | Option to Purchase Common Stock | $38.05 | A | 45000 | Acquired | 2024-02-22 | Common Stock (45000) | Direct |
Footnotes
F1: The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in four portions; 3,750 on February 22, 2018,and 3,750 on February 22,2019, 3,750 on February 22,2020 and 3,750 on February 22, 2021.
F2: Purchase option shares become exercisable in five installments; 9,000 shares on February 22, 2018, 9,000 shares on February 22, 2019, 9,000 shares on February 22, 2020, 9,000 shares on February 22, 2021 and 9,000 shares on February 22, 2022.
F3: The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 155,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).