AI assistant
Gentherm Inc — Director's Dealing 2013
Jul 15, 2013
32146_dirs_2013-07-15_05fc8931-7572-47db-b045-c25dc96f0a4e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENTHERM Inc (THRM)
CIK: 0000903129
Period of Report: 2013-07-02
Reporting Person: Phillips Kenneth John (VP & General Counsel/Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-02 | Common Stock | A | 18000 | — | Acquired | 43000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-02 | Option to Purchase Common Stock | $19.10 | A | 40000 | Acquired | 2020-07-02 | Common Stock (40000) | Direct |
Footnotes
F1: The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person as a bonus. The shares vest in three portions; 6,000 on July 2, 2014, 6,000 on July 2, 2015 and 6,000 on July 2, 2016.
F2: Purchase option shares become exercisable in four installments; 10,000 shares on July 2, 2014, 10,000 shares on July 2, 2015, 10,000 shares on July 2, 2016 and 10,000 shares on July 2, 2017.
F3: The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 90,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).