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Gentherm Inc — Director's Dealing 2012
Mar 29, 2012
32146_dirs_2012-03-29_60f94b56-1e4f-4d14-933f-ae5e52b60b6f.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: AMERIGON INC (ARGN)
CIK: 0000903129
Period of Report: 2012-12-31
Reporting Person: MERTES JAMES L (VP Ops/Eng/Quality)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-06-10 | Common Stock | M | 6000 | $3.45 | Acquired | 21530 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-06-10 | Option to Purchase Common Stock | $3.45 | M | 6000 | Disposed | 2008-06-15 | Common Stock (6000) | Direct |
Footnotes
F1: The reporting person recently determined that he inadvertently failed to file a Form 4 with respect to the exercise of stock options on June 10, 2008. The shares reported in column 5 of Table I represent the number of shares of Common Stock owned by the reporting person as of the date of the filing of this Form 5.
F2: The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 203,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).