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Gentherm Inc — Director's Dealing 2012
Sep 19, 2012
32146_dirs_2012-09-19_d2c6faba-62ef-4f65-b034-017c4835fbd2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENTHERM Inc (THRM)
CIK: 0000903129
Period of Report: 2012-09-06
Reporting Person: MERTES JAMES L (VP Ops/Eng/Quality)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-06 | Common Stock | M | 15000 | $1.48 | Acquired | 36530 | Direct |
| 2012-09-06 | Common Stock | S | 15000 | $12.2039 | Disposed | 21530 | Direct |
| 2012-09-10 | Common Stock | M | 15000 | $1.48 | Acquired | 36530 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-06 | Option to Purchase Common Stock | $1.48 | M | 15000 | Disposed | 2012-09-10 | Common Stock (15000) | Direct |
| 2012-09-10 | Option to Purchase Common Stock | $1.48 | M | 15000 | Disposed | 2012-09-10 | Common Stock (15000) | Direct |
Footnotes
F1: The amount represents the total amount of derivative securities Beneficially Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 173,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates) after consideration of the transactions included in this Form 4.
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