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Gentherm Inc — Director's Dealing 2011
Aug 31, 2011
32146_dirs_2011-08-31_819fb42c-a2e5-491b-bf13-be71651bf259.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERIGON INC (ARGN)
CIK: 0000903129
Period of Report: 2011-08-31
Reporting Person: PACE DANIEL J (VP Sales & Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-31 | Common Stock | M | 11667 | $8.02 | Acquired | 42602 | Direct |
| 2011-08-31 | Common Stock | M | 16667 | $2.62 | Disposed | 59269 | Direct |
| 2011-08-31 | Common Stock | S | 28334 | $13.5 | Disposed | 30935 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-31 | Option to Purchase Common Stock | $8.02 | M | 11667 | Disposed | 2018-07-23 | Common Stock (11667) | Direct |
| 2011-08-31 | Option to Purchase Common Stock | $2.62 | M | 16667 | Disposed | 2019-03-11 | Common Stock (16667) | Direct |
Footnotes
F1: This amount represents the total number of Derivative Securities Beneficially Owned of the class shown (i.e. the same exercise price and expiration date). After giving effect to all of the transactions reported on this Form 4, the Reporting Person owns a total of 16,667 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).
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