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Gentherm Inc — Director's Dealing 2011
Nov 14, 2011
32146_dirs_2011-11-14_0872ee61-35b7-4eda-913b-7583bdfe58b7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERIGON INC (ARGN)
CIK: 0000903129
Period of Report: 2011-11-09
Reporting Person: COKER DANIEL R (Director, PRESIDENT & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-09 | Common Stock | M | 100000 | $8.02 | Acquired | 140642 | Direct |
| 2011-11-09 | Common Stock | M | 100000 | $2.62 | Acquired | 240642 | Direct |
| 2011-11-09 | Common Stock | M | 75000 | $9.66 | Acquired | 315642 | Direct |
| 2011-11-09 | Common Stock | S | 295833 | $14.6318 | Disposed | 19809 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-09 | Option to Purcahse Common Stock | $8.02 | M | 100000 | Disposed | 2019-03-11 | Common Stock (100000) | Direct |
| 2011-11-09 | Option to Purcahse Common Stock | $2.62 | M | 100000 | Disposed | 2018-07-23 | Common Stock (100000) | Direct |
| 2011-11-09 | Option to Purcahse Common Stock | $9.66 | M | 75000 | Disposed | 2016-12-29 | Common Stock (75000) | Direct |
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