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Gentherm Inc — Director's Dealing 2011
Nov 14, 2011
32146_dirs_2011-11-14_011ca4c5-a2a7-4847-94df-ba1455dbea7d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERIGON INC (ARGN)
CIK: 0000903129
Period of Report: 2011-11-09
Reporting Person: Steele Barry G (CFO/VP Finance/Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-09 | Common Stock | M | 33333 | $2.62 | Acquired | 55534 | Direct |
| 2011-11-09 | Common Stock | S | 33333 | $14.8501 | Disposed | 22201 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-09 | Option to Purchase Common Stock | $2.62 | M | 33333 | Disposed | 2019-03-11 | Common Stock (33333) | Direct |
Footnotes
F1: This amount represents the total number of Derivative Securities Beneficially Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 75,667 non-contingent Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).
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