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Gentherm Inc — Director's Dealing 2011
Sep 14, 2011
32146_dirs_2011-09-14_03cfd4a9-4f3f-4b4b-9da1-9ca702ad18df.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERIGON INC (ARGN)
CIK: 0000903129
Period of Report: 2011-09-13
Reporting Person: Steele Barry G (CFO/VP Finance/Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-13 | Common Stock | M | 10800 | $3.5 | Acquired | 33001 | Direct |
| 2011-09-13 | Common Stock | S | 9000 | $12.5061 | Disposed | 24001 | Direct |
| 2011-09-14 | Common Stock | S | 1800 | $12.75 | Disposed | 22201 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-13 | Option to Purchase Common Stock | $3.5 | M | 10800 | Disposed | 2014-10-11 | Common Stock (10800) | Direct |
Footnotes
F1: This amount represents the total number of Derivative Securities Beneficially Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 109,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).
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