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Genprex, Inc. — Director's Dealing 2021
Sep 28, 2021
35333_dirs_2021-09-28_d06e4283-07e9-48d2-8e2b-5854c52200a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Genprex, Inc. (GNPX)
CIK: 0001595248
Period of Report: 2021-09-27
Reporting Person: Kumar Hermant (Chief Mfgr & Tech Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-27 | Stock Option (right to buy) | $2.85 | A | 400000 | Acquired | 2031-09-27 | Common Stock (400000) | Direct |
Footnotes
F1: The options were granted outside of the Registrant's incentive award plans as an inducement grant pursuant to Nasdaq Listing Rule 5635(c)(4).
F2: One-third of the options will vest on each of the first, second and third anniversaries of the date on which the Reporting Person commences employment with the Registrant.
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