Genpact LTD — Director's Dealing 2020

Mar 12, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Genpact LTD (G)
CIK: 0001398659
Period of Report: 2020-03-02

Reporting Person: Stein Kathryn Vanpelt (Senior Vice President)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	81735	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (Right to Buy)	$24.74	2027-03-29	Common Shares (60000)		Direct
Employee Stock Option (Right to Buy)	$31.50	2028-04-01	Common Shares (50000)		Direct
Employee Stock Option (Right to Buy)	$27.70	2029-01-09	Common Shares (168101)		Direct
Employee Stock Option (Right to Buy)	$43.94	2030-02-18	Common Shares (107981)		Direct

Footnotes

F1: Includes (i) 2,500 shares underlying restricted stock units granted under the Genpact Limited 2007 Omnibus Incentive Compensation Plan which will vest on January 10, 2021, subject to the reporting person's continued service through the vesting date, (ii) 32,193 shares underlying performance share units (PSUs) granted on April 2, 2018 and (iii) 45,874 shares underlying PSUs granted on February 13, 2019. Each PSU was subject to performance conditions which have been satisfied and represents the contingent right to receive one common share. The 2018 PSU grant will vest on January 10, 2021 and the 2019 PSU grant will vest on January 10, 2022, subject to the reporting person's continued service through each vesting date. The reporting person currently holds a total of 1,168 shares under the Genpact Employee Stock Purchase Plan.

F2: The option vested 50% on January 10, 2020. The remaining 50% vests on January 10, 2022.

F3: The option vests 50% on April 2, 2021 and 50% on April 2, 2023.

F4: The option vests 50% on January 10, 2022 and 50% on January 10, 2024.

F5: The option vests 50% on February 19, 2023 and 50% on February 19, 2025.