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Genpact LTD — Director's Dealing 2015
Nov 12, 2015
30790_dirs_2015-11-12_fb7321d6-c047-4142-aba7-abeae923aacf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Genpact LTD (G)
CIK: 0001398659
Period of Report: 2015-11-09
Reporting Person: SCOTT ROBERT G (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-09 | Common Shares | M | 10000 | $5.7351 | Acquired | 92979 | Direct |
| 2015-11-09 | Common Shares | S | 10000 | $24.8528 | Disposed | 82979 | Direct |
| 2015-11-10 | Common Shares | M | 25000 | $5.7351 | Acquired | 107979 | Direct |
| 2015-11-10 | Common Shares | S | 25000 | $25.07 | Disposed | 82979 | Direct |
| 2015-11-11 | Common Shares | M | 35000 | $5.7351 | Acquired | 117979 | Direct |
| 2015-11-11 | Common Shares | S | 35000 | $25.62 | Disposed | 82979 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-09 | Employee Stock Option (Right to Buy) | $5.7351 | M | 10000 | Disposed | 2016-02-27 | Common Shares (10000) | Direct |
| 2015-11-10 | Employee Stock Option (Right to Buy) | $5.7351 | M | 25000 | Disposed | 2016-02-27 | Common Shares (25000) | Direct |
| 2015-11-11 | Employee Stock Option (Right to Buy) | $5.7351 | M | 35000 | Disposed | 2016-02-27 | Common Shares (35000) | Direct |
Footnotes
F1: The exercise price reflects an adjustment that was made to preserve the value of the Reporting Person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012.
F2: The price in column 4 is a weighted average price. The actual sale prices for these transactions ranged from $24.850 to $24.865. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the
number of shares sold at each price within the range.
F3: The price in column 4 is a weighted average price $25.07. The actual sale prices for these transactions ranged from $25.00 to $25.14. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the
number of shares sold at each price within the range.
F4: The price in column 4 is a weighted average price $25.62. The actual sale prices for these transactions ranged from $25.27 to $25.93. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the
number of shares sold at each price within the range.
F5: The options vested 20% on April 20, 2007; and 5% vests on each subsequent quarter thereafter.
F6: The number of derivative securities beneficially owned reflects an adjustment that was made to preserve the value of the Reporting Person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of
record as of September 10, 2012.