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Genpact LTD — Director's Dealing 2013
Nov 21, 2013
30790_dirs_2013-11-21_2a87d4c3-60c8-4f29-bbba-cd33a08ca2c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Genpact LTD (G)
CIK: 0001398659
Period of Report: 2013-11-19
Reporting Person: Bhatia Mohit (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-19 | Common Shares | M | 20421 | $14.3235 | Acquired | 62006 | Direct |
| 2013-11-19 | Common Shares | S | 20421 | $18.0616 | Disposed | 41585 | Direct |
| 2013-11-19 | Common Shares | M | 25000 | $3.0357 | Acquired | 66585 | Direct |
| 2013-11-19 | Common Shares | S | 25000 | $18.0616 | Disposed | 41585 | Direct |
| 2013-11-19 | Common Shares | M | 102615 | $14.2182 | Acquired | 144200 | Direct |
| 2013-11-19 | Common Shares | S | 102615 | $18.0616 | Disposed | 41585 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-19 | Employee Stock Options (Right to Buy) | $14.3235 | M | 20421 | Disposed | 2020-03-12 | Common Shares (20421) | Direct |
| 2013-11-19 | Employee Stock Option (Right to Buy) | $3.0357 | M | 25000 | Disposed | 2015-07-26 | Common Shares (25000) | Direct |
| 2013-11-19 | Employee Stock Options (Right to Buy) | $14.2182 | M | 102615 | Disposed | 2017-04-20 | Common Shares (102615) | Direct |
Footnotes
F1: The exercise price reflects an adjustment that was made to preserve the value of the Reporting Person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012.
F2: The price in column 4 is a weighted average price. The actual sale prices for these transactions ranged from $18.0500 to $18.1500. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: The option vests as to 25% upon each anniversary of February 1, 2010.
F4: The number of derivative securities beneficially owned reflects an adjustment that was made to preserve the value of the Reporting Person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012.
F5: The option vested over a five-year period commencing January 1, 2005.
F6: The option vested 33.33% on December 31, 2010, 33.33% on December 31, 2011 and 33.34% on December 31, 2012.