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Genmab Director's Dealing 2018

Dec 10, 2018

3365_rpt_2018-12-10_72953c65-811c-4cff-adc9-194617795748.pdf

Director's Dealing

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Template for notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1. Details of the person discharging managerial responsibilities/person closely associated
a) Name Mats Pettersson
2. Reason for the notification
a) Position/status Chairman of the Board of Directors
b) Initial notifica
tion/Amendment
Initial notification
3. tion monitor Details of the issuer, emission allowance market participant, auction platform, auctioneer or auc
a) Name Genmab A/S
b) LEI 529900MTJPDPE4MHJ122
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instru
ment
Restricted Stock Units related to shares of Genmab A/S
Identification code DK0010272202
b) Nature of the transaction Grant of Restricted Stock Units
c) Price(s) and volume(s) Price(s) Volume(s)
DKK 0.00 780
d) Aggregated information
-
Aggregated volume
-
Price
e) Date of the transaction 2018-12-10
f) Place of the transaction Outside a market place
1. Details of the person discharging managerial responsibilities/person closely associated
a) Name Deidre P. Connelly
2. Reason for the notification
a) Position/status Member of the Board of Directors
b) Initial notifica
tion/Amendment
Initial notification
3. tion monitor Details of the issuer, emission allowance market participant, auction platform, auctioneer or auc
a) Name Genmab A/S
b) LEI 529900MTJPDPE4MHJ122
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instru
ment
Restricted Stock Units related to shares of Genmab A/S
Identification code DK0010272202
b) Nature of the transaction Grant of Restricted Stock Units
c) Price(s) and volume(s) Price(s)
DKK 0.00
Volume(s)
585
d) Aggregated information
-
Aggregated volume
-
Price
e) Date of the transaction 2018-12-10
f) Place of the transaction Outside a market place
1. Details of the person discharging managerial responsibilities/person closely associated
a) Name Dan Bruno
2. Reason for the notification
a) Position/status Member of the Board of Directors
b) Initial notifica
tion/Amendment
Initial notification
3. tion monitor Details of the issuer, emission allowance market participant, auction platform, auctioneer or auc
a) Name Genmab A/S
b) LEI 529900MTJPDPE4MHJ122
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instru
ment
Restricted Stock Units related to shares of Genmab A/S
Identification code DK0010272202
b) Nature of the transaction partly as board member) Grant of Restricted Stock Units (partly as employee of Genmab US, Inc.,
c) Price(s) and volume(s) Price(s)
DKK 0.00
DKK 0.00
Volume(s)
1,004 (as employee)
390
d) Aggregated information
-
Aggregated volume
1,394
-
Price
DKK 0.00
e) Date of the transaction 2018-12-10
f) Place of the transaction Outside a market place
1. Details of the person discharging managerial responsibilities/person closely associated
a) Name Pernille Erenbjerg
2. Reason for the notification
a) Position/status Member of the Board of Directors
b) Initial notifica
tion/Amendment
Initial notification
3. tion monitor Details of the issuer, emission allowance market participant, auction platform, auctioneer or auc
a) Name Genmab A/S
b) LEI 529900MTJPDPE4MHJ122
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instru
ment
Restricted Stock Units related to shares of Genmab A/S
Identification code DK0010272202
b) Nature of the transaction Grant of Restricted Stock Units
c) Price(s) and volume(s) Price(s) Volume(s)
DKK 0.00 390
d) Aggregated information
-
Aggregated volume
-
Price
e) Date of the transaction 2018-12-10
f) Place of the transaction Outside a market place
1. Details of the person discharging managerial responsibilities/person closely associated
a) Name Rick Hibbert
2. Reason for the notification
a) Position/status Member of the Board of Directors
b) Initial notifica
tion/Amendment
Initial notification
3. tion monitor Details of the issuer, emission allowance market participant, auction platform, auctioneer or auc
a) Name Genmab A/S
b) LEI 529900MTJPDPE4MHJ122
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instru
ment
Restricted Stock Units related to shares of Genmab A/S
Identification code DK0010272202
b) Nature of the transaction as board member) Grant of Restricted Stock Units (partly as employee of Genmab B.V., partly
c) Price(s) and volume(s) Price(s) Volume(s)
DKK 0.00 125 (as employee)
DKK 0.00 390
d) Aggregated information
-
Aggregated volume
515
-
Price
DKK 0.00
e) Date of the transaction 2018-12-10
f) Place of the transaction Outside a market place
1. Details of the person discharging managerial responsibilities/person closely associated
a) Name Rolf Hoffmann
2. Reason for the notification
a) Position/status Member of the Board of Directors
b) Initial notifica
tion/Amendment
Initial notification
3. tion monitor Details of the issuer, emission allowance market participant, auction platform, auctioneer or auc
a) Name Genmab A/S
b) LEI 529900MTJPDPE4MHJ122
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instru
ment
Restricted Stock Units related to shares of Genmab A/S
Identification code DK0010272202
b) Nature of the transaction Grant of Restricted Stock Units
c) Price(s) and volume(s) Price(s) Volume(s)
DKK 0.00 390
d) Aggregated information
-
Aggregated volume
-
Price
e) Date of the transaction 2018-12-10
f) Place of the transaction Outside a market place
1. Details of the person discharging managerial responsibilities/person closely associated
a) Name Peter Storm Kristensen
2. Reason for the notification
a) Position/status Member of the Board of Directors
b) Initial notifica
tion/Amendment
Initial notification
3. tion monitor Details of the issuer, emission allowance market participant, auction platform, auctioneer or auc
a) Name Genmab A/S
b) LEI 529900MTJPDPE4MHJ122
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instru
ment
Restricted Stock Units related to shares of Genmab A/S
Identification code DK0010272202
b) Nature of the transaction Grant of Restricted Stock Units
c) Price(s) and volume(s) Price(s)
DKK 0.00
Volume(s)
390
d) Aggregated information
-
Aggregated volume
-
Price
e) Date of the transaction 2018-12-10
f) Place of the transaction Outside a market place
1. Details of the person discharging managerial responsibilities/person closely associated
a) Name Paolo Paoletti
2. Reason for the notification
a) Position/status Member of the Board of Directors
b) Initial notifica
tion/Amendment
Initial notification
3. tion monitor Details of the issuer, emission allowance market participant, auction platform, auctioneer or auc
a) Name Genmab A/S
b) LEI 529900MTJPDPE4MHJ122
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instru
ment
Restricted Stock Units related to shares of Genmab A/S
Identification code DK0010272202
b) Nature of the transaction Grant of Restricted Stock Units
c) Price(s) and volume(s) Price(s) Volume(s)
DKK 0.00 390
d) Aggregated information
-
Aggregated volume
-
Price
e) Date of the transaction 2018-12-10
f) Place of the transaction Outside a market place
1. Details of the person discharging managerial responsibilities/person closely associated
a) Name Anders Gersel Pedersen
2. Reason for the notification
a) Position/status Member of the Board of Directors
b) Initial notifica
tion/Amendment
Initial notification
3. tion monitor Details of the issuer, emission allowance market participant, auction platform, auctioneer or auc
a) Name Genmab A/S
b) LEI 529900MTJPDPE4MHJ122
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instru
ment
Restricted Stock Units related to shares of Genmab A/S
Identification code DK0010272202
b) Nature of the transaction Grant of Restricted Stock Units
c) Price(s) and volume(s) Price(s) Volume(s)
DKK 0.00 390
d) Aggregated information
-
Aggregated volume
-
Price
e) Date of the transaction 2018-12-10
f) Place of the transaction Outside a market place
1. Details of the person discharging managerial responsibilities/person closely associated
a) Name Jan van de Winkel
2. Reason for the notification
a) Position/status President & Chief Executive Officer
b) Initial notifica
tion/Amendment
Initial notification
3. tion monitor Details of the issuer, emission allowance market participant, auction platform, auctioneer or auc
a) Name Genmab A/S
b) LEI 529900MTJPDPE4MHJ122
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instru
ment
Restricted Stock Units related to shares of Genmab A/S
Identification code DK0010272202
b) Nature of the transaction Grant of Restricted Stock Units
c) Price(s) and volume(s) Price(s)
DKK 0.00
Volume(s)
8,308
d) Aggregated information
-
Aggregated volume
-
Price
e) Date of the transaction 2018-12-10
f) Place of the transaction Outside a market place
1. Details of the person discharging managerial responsibilities/person closely associated
a) Name David A. Eatwell
2. Reason for the notification
a) Position/status Executive Vice President & Chief Financial Officer
b) Initial notifica
tion/Amendment
Initial notification
3. tion monitor Details of the issuer, emission allowance market participant, auction platform, auctioneer or auc
a) Name Genmab A/S
b) LEI 529900MTJPDPE4MHJ122
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instru
ment
Restricted Stock Units related to shares of Genmab A/S
Identification code DK0010272202
b) Nature of the transaction Grant of Restricted Stock Units
c) Price(s) and volume(s) Price(s)
DKK 0.00
Volume(s)
4,337
d) Aggregated information
-
Aggregated volume
-
Price
e) Date of the transaction 2018-12-10
f) Place of the transaction Outside a market place
1. Details of the person discharging managerial responsibilities/person closely associated
a) Name Judith Klimovsky
2. Reason for the notification
a) Position/status Executive Vice President & Chief Development Officer
b) Initial notifica
tion/Amendment
Initial notification
3. tion monitor Details of the issuer, emission allowance market participant, auction platform, auctioneer or auc
a) Name Genmab A/S
b) LEI 529900MTJPDPE4MHJ122
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instru
ment
Restricted Stock Units related to shares of Genmab A/S
Identification code DK0010272202
b) Nature of the transaction Grant of Restricted Stock Units
c) Price(s) and volume(s) Price(s)
DKK 0.00
Volume(s)
5,375
d) Aggregated information
-
Aggregated volume
-
Price
e) Date of the transaction 2018-12-10
f) Place of the transaction Outside a market place
1. Details of the person discharging managerial responsibilities/person closely associated
a) Name Jan van de Winkel
2. Reason for the notification
a) Position/status President & Chief Executive Officer
b) Initial notifica
tion/Amendment
Initial notification
3. tion monitor Details of the issuer, emission allowance market participant, auction platform, auctioneer or auc
a) Name Genmab A/S
b) LEI 529900MTJPDPE4MHJ122
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instru
ment
Warrants related to shares of Genmab A/S
Identification code DK0010272202
b) Nature of the transaction Grant of warrants
c) Price(s) and volume(s) Price(s)
DKK 0.00
Volume(s)
23,266
d) Aggregated information
-
Aggregated volume
-
Price
e) Date of the transaction 2018-12-10
f) Place of the transaction Outside a market place
1. Details of the person discharging managerial responsibilities/person closely associated
a) Name David A. Eatwell
2. Reason for the notification
a) Position/status Executive Vice President & Chief Financial Officer
b) Initial notifica
tion/Amendment
Initial notification
3. tion monitor Details of the issuer, emission allowance market participant, auction platform, auctioneer or auc
a) Name Genmab A/S
b) LEI 529900MTJPDPE4MHJ122
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instru
ment
Warrants related to shares of Genmab A/S
Identification code DK0010272202
b) Nature of the transaction Grant of warrants
c) Price(s) and volume(s) Price(s)
DKK 0.00
Volume(s)
12,145
d) Aggregated information
-
Aggregated volume
-
Price
e) Date of the transaction 2018-12-10
f) Place of the transaction Outside a market place
1. Details of the person discharging managerial responsibilities/person closely associated
a) Name Judith Klimovsky
2. Reason for the notification
a) Position/status Executive Vice President & Chief Development Officer
b) Initial notifica
tion/Amendment
Initial notification
3. tion monitor Details of the issuer, emission allowance market participant, auction platform, auctioneer or auc
a) Name Genmab A/S
b) LEI 529900MTJPDPE4MHJ122
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instru
ment
Warrants related to shares of Genmab A/S
Identification code DK0010272202
b) Nature of the transaction Grant of warrants
c) Price(s) and volume(s) Price(s)
DKK 0.00
Volume(s)
15,053
d) Aggregated information
-
Aggregated volume
-
Price
e) Date of the transaction 2018-12-10
f) Place of the transaction Outside a market place
1. Details of the person discharging managerial responsibilities/person closely associated
a) Name Dan Bruno
2. Reason for the notification
a) Position/status Member of the Board of Directors
b) Initial notifica
tion/Amendment
Initial notification
3. tion monitor Details of the issuer, emission allowance market participant, auction platform, auctioneer or auc
a) Name Genmab A/S
b) LEI 529900MTJPDPE4MHJ122
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instru
ment
Warrants related to shares of Genmab A/S
Identification code DK0010272202
b) Nature of the transaction Grant of warrants (as employee of Genmab US, Inc., not as board member)
c) Price(s) and volume(s) Price(s)
DKK 0.00
Volume(s)
2,811
d) Aggregated information
-
Aggregated volume
-
Price
e) Date of the transaction 2018-12-10
f) Place of the transaction Outside a market place
1. Details of the person discharging managerial responsibilities/person closely associated
a) Name Rick Hibbert
2. Reason for the notification
a) Position/status Member of the Board of Directors
b) Initial notifica
tion/Amendment
Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auc
tion monitor
a) Name Genmab A/S
b) LEI 529900MTJPDPE4MHJ122
4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type
of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial
instrument, type of instru
ment
Warrants related to shares of Genmab A/S
Identification code DK0010272202
b) Nature of the transaction Grant of warrants (as employee of Genmab B.V., not as board member)
c) Price(s) and volume(s) Price(s)
DKK 0.00
Volume(s)
350
d) Aggregated information
-
Aggregated volume
-
Price
e) Date of the transaction 2018-12-10
f) Place of the transaction Outside a market place