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Genie Energy Ltd. — Director's Dealing 2017
Apr 21, 2017
33029_dirs_2017-04-21_6a104f90-2812-4a81-9ee6-5454826f3b8a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Genie Energy Ltd. (GNE)
CIK: 0001528356
Period of Report: 2017-04-21
Reporting Person: ROCHWARGER GEOFFREY (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-21 | Class B Common Stock, par value $.01 per share | M | 2996 | $6.85 | Acquired | 69989 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-21 | Employee Stock Option (Right to Buy) | $6.85 | M | 2996 | Disposed | 2017-04-23 | Class B Common Stock (2996) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Series 2012-A Preferred Stock, par value $.01 per share | 15453 | Direct |
Footnotes
F1: Consists of 12,487 shares of vested Class B Common Stock and 57,502 shares of the Company's Class B Common Stock held by Mr. Rochwarger directly.
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