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Genie Energy Ltd. — Director's Dealing 2017
Jul 25, 2017
33029_dirs_2017-07-25_734732e9-50bd-4d89-ab72-0ac26ea66c2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Genie Energy Ltd. (GNE)
CIK: 0001528356
Period of Report: 2017-06-14
Reporting Person: JONAS HOWARD S (Director, Chairman of the Board & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-14 | Class B Common Stock, par value $.01 per share | J | 177223 | $0.00 | Disposed | 2192286 | Direct |
| 2017-06-14 | Class B Common Stock, par value $.01 per share | J | 26129 | $0.00 | Acquired | 231204 | Indirect |
| 2017-06-14 | Class B Common Stock, par value $.01 per share | J | 14616 | $0.00 | Acquired | 302486 | Indirect |
| 2017-06-14 | Class B Common Stock, par value $.01 per share | J | 14625 | $0.00 | Acquired | 419223 | Indirect |
| 2017-06-14 | Class B Common Stock, par value $.01 per share | J | 12475 | $0.00 | Acquired | 417247 | Indirect |
| 2017-06-14 | Class B Common Stock, par value $.01 per share | J | 14064 | $0.00 | Acquired | 418526 | Indirect |
| 2017-06-14 | Class B Common Stock, par value $.01 per share | J | 16103 | $0.00 | Acquired | 421321 | Indirect |
| 2017-06-14 | Class B Common Stock, par value $.01 per share | J | 28888 | $0.00 | Acquired | 244445 | Indirect |
| 2017-06-14 | Class B Common Stock, par value $.01 per share | J | 12377 | $0.00 | Acquired | 418461 | Indirect |
| 2017-06-14 | Class B Common Stock, par value $.01 per share | J | 37946 | $0.00 | Acquired | 443879 | Indirect |
| 2017-07-13 | Class B Common Stock, par value $.01 per share | J | 2034262 | $0.00 | Disposed | 158024 | Direct |
| 2017-07-13 | Class B Common Stock, par value $.01 per share | J | 2034262 | $0.00 | Acquired | 2034262 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock, par value $.01 per share | 1556 | Indirect |
| Class B Common Stock, par value $.01 per share | 1556 | Indirect |
| Class B Common Stock, par value $.01 per share | 1556 | Indirect |
| Class B Common Stock, par value $.01 per share | 1556 | Indirect |
| Class B Common Stock, par value $.01 per share | 1556 | Indirect |
| Class B Common Stock, par value $.01 per share | 2204949 | Indirect |
| Class B Common Stock, par value $.01 per share | 275047 | Indirect |
| Class A Common Stock, par value $.01 per share | 1574326 | Direct |
Footnotes
F1: Reporting Person transferred these shares from his own direct holdings to his children's individual accounts.
F2: Includes 300,000 restricted shares that vest on December 31, 2017.
F3: These shares are held in trust for the benefit of the Reporting Person's children. The Reporting Person's spouse is trustee of the trust. Mr. Jonas does not exercise or share investment control of these shares.
F4: Reporting Person transferred these shares (300,000 of which were restricted and vest on December 31, 2017) to the Howard S. Jonas 2017 Annuity Trust.
F5: Includes 300,000 restricted shares that vest on December 31, 2017 and 600,000 restricted shares that vest on December 31, 2018.