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Genie Energy Ltd. — Director's Dealing 2014
Jul 31, 2014
33029_dirs_2014-07-31_cab51f3f-58ed-4c03-acb8-dd4467deabb7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Genie Energy Ltd. (GNE)
CIK: 0001528356
Period of Report: 2014-07-31
Reporting Person: ROCHWARGER GEOFFREY (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-31 | Class B Common Stock, par value $.01 per share | A | 8192 | — | Acquired | 70045 | Direct |
| 2014-07-31 | Class B Common Stock, par value $.01 per share | F | 3052 | $7.00 | Disposed | 66993 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Series 2012-A Preferred Stock, par value $.01 per share | 15453 | Direct |
Footnotes
F1: Represents a grant of Class B common stock pursuant to a previously granted Deferred Stock Unit ("DSU").
F2: Represents shares withheld by Issuer for Tax Purposes upon vesting of DSUs noted in Footnote 1 above.
F3: Consists of 12,487 shares of the Company's unvested Class B Common Restricted Stock, all of which vest on November 3, 2014; and 54,506 shares of the Company's Class B Common Stock held by Mr. Rochwarger directly.
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