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Genie Energy Ltd. — Director's Dealing 2012
Aug 9, 2012
33029_dirs_2012-08-09_c5a306e2-0573-44a9-8de6-2ca50970a7c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Genie Energy Ltd. (GNE)
CIK: 0001528356
Period of Report: 2012-08-07
Reporting Person: JONAS HOWARD S (Director, Chairman of the Board, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-07 | CLASS B COMMON STOCK | J | 98097 | — | Disposed | 2097527 | Direct |
| 2012-08-07 | CLASS B COMMON STOCK | J | 98097 | — | Acquired | 486813 | Indirect |
| 2012-08-07 | CLASS A COMMON STOCK | J | 98097 | — | Acquired | 1574326 | Direct |
| 2012-08-07 | CLASS A COMMON STOCK | J | 98097 | — | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| CLASS B COMMON STOCK | 1475 | Indirect |
| CLASS B COMMON STOCK | 121090 | Indirect |
| CLASS B COMMON STOCK | 121090 | Indirect |
| CLASS B COMMON STOCK | 121090 | Indirect |
| CLASS B COMMON STOCK | 121090 | Indirect |
| CLASS B COMMON STOCK | 121090 | Indirect |
| CLASS B COMMON STOCK | 121090 | Indirect |
| CLASS B COMMON STOCK | 121090 | Indirect |
| CLASS B COMMON STOCK | 121090 | Indirect |
| CLASS B COMMON STOCK | 76369 | Indirect |
| CLASS B COMMON STOCK | 1556 | Indirect |
| CLASS B COMMON STOCK | 1556 | Indirect |
| CLASS B COMMON STOCK | 1556 | Indirect |
| CLASS B COMMON STOCK | 1556 | Indirect |
| CLASS B COMMON STOCK | 1556 | Indirect |
| CLASS B COMMON STOCK | 1309284 | Indirect |
Footnotes
F1: Includes the following: (a) 608,246 restricted shares of Class B Common Stock that vest on December 31, 2013; (b) 883,333 restricted shares of Class B Common Stock that vest on December 31, 2013; and (c) 55,000 restricted shares of Class B Common Stock that vest as follows: 18,333 shares on each of November 3, 2012 and November 3, 2013 and 18,334 shares on November 3, 2014.
F2: As of July 31, 2012.
F3: These shares are held in trust for the benefit of the Reporting Person's children. The Reporting Person's spouse is the trustee of the trust. Mr. Jonas does not exercise or share investment control of these shares.
F4: The Reporting Person exchanged Class A common shares held in an annuity trust for Class B shares held directly.