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GENESIS RESOURCES LIMITED — Major Shareholding Notification 2012
Mar 26, 2012
64980_rns_2012-03-26_10312d98-a7c5-43d4-aa9c-4d31782a9a23.pdf
Major Shareholding Notification
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FACSIMILE
10 Pages (including this page)
27 March 2012
To: Australian Securities Exchange (1300 135 638)
Copy to: Genesis Resources Limited (03 96505571)
Re: Genesis Resources Limited (ASX:GES)
Please find attached three Forms 603, Notice of Initial Substantial Holder, relating to GES for each of:
$\lambda$
$\sim \epsilon_{\rm c}$ しかいせい ディー
- Greenvale Asia Limited $\Delta \sim 10^4$
- Cartier Peaks Investments Ltd
- Indigo Pearl Capital Ltd
Yours Sincerely $\rho_{\text{max}}$
Jillian Gonzales (Phone: +61 3 9671 3199)
$\sim$
| $\sum_{\alpha}$ | 803 | page 2/2 | 15 July 2001 | |
|---|---|---|---|---|
| Form 603 Corporations Act 2001 Section 671B |
||||
| Notice of initial substantial holder | ||||
| To Company Name/Schema | GENESIS RESOURCES LIMITED | |||
| ACN/ARSN | 114 787 469 | |||
| 1. Details of substantial holder (1) | ||||
| Name | Greenvale Asia Limited | |||
| ACN/ARSN (if applicable) | BVI 1584956 | |||
| The holder became a substantial holder on | 23 March 2012 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| . Class of securities (4) |
Number of securities | Parson's votes (б) | Voting power (6) |
|---|---|---|---|
| Ordinary shares | 2.669.564 | 2.669.564 | 5.03% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a ¥ substantial holder are as follows:
| Holder of relevant interest | Nature of relevent interest (7) | Cless and number of securities |
|---|---|---|
| Indigo Pearl Capital Ltd | Beneficial Interest | 1.601.738 |
| Cartier Peaks Investments Ltd BVI Coy No Beneficial Interest 1646854 |
533.913 | |
| Greenvale Asia Limited BVI 1584956 | Beneficial Interest | 533.913 |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of Securities |
Person entitled to be registered as holder (6) |
Class and number of securities. |
|---|---|---|---|
| Indigo Pearl Capital Ltd as to Berne No 132 Nominees Pty Ltd 11.601.738 and shares Sreenvale Asia Limited as to 1533.913 shares |
600835 A/C | Indico Pearl Capital Ltd | 2.135.651 |
| Cartier Peaks investments Ltd | Berne No 132 Nominees Pty Ltd <601299 A/C> |
Cartier Peaks Investments Ltd | 533.913 |
$\ddot{\phantom{0}}$
$\bar{\chi}$
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder
became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|---|---|---|---|
| lindigo Pearl Capital Ltd as to 3/5ths: Greenvale Asia Limited as to 1/5 th and Cartier Peaks linvestments Ltd as to 1/5th |
9 March 2012 | \$60,000 | 1,000,000 |
| lindigo Pearl Capital Ltd as to 3/5ths; Greenvale Asia Limited as to 1/5 m and Cartier Peaks linvestments Ltd as to 1/5th |
119 March 2012 | 519.173.84 | 319,564 |
ч.
page 3
| . . lindigo Peari Capital Ltd as to $3/5$ ths; Greenvale Asia Limited $\vert$ 22 March 2011 \$94,500 1,350,000 as to 1/5 th and Cartier Peaks Investments Ltd as to 1/5th |
||
|---|---|---|
| -------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- | -- | -- |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Peaks Investments Ltd | Indigo Pearl Capital Ltd and Carller These companies have a common sole director and a common shareholder |
| Indigo Pearl Capital Ltd; Greenvale Asia Limited |
Indigo Pearl Capital Ltd holds 533,913 shares for the benefit of Greenvale Asia Limited, which is in the process of establishing a nomines account for holding such shares |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Indigo Pearl Capital Ltd | Paim Grove House, PO Box 438, Road Town, Tortola, Brilish Virgin Islands |
| Greenvale Asla Limited | TMF Place, Road Town, Tortola, British Virgin Islands |
| Cartier Peaks Investments Ltd | Palm Grova House, PO Box 438, Road Town, Tortola, British Virgin Islands |
| Berne No 132 Nominees Pty Ltd | IGPO Box 202, Brisbane Qld 4001 |
| Signature | For and on behalf of MANFELL LTD. $\blacksquare$ Un arns |
|
|---|---|---|
| $A$ u thbrised $S$ g nature(s) | ||
| Manfell Ltd. print name sign here |
Director capacity 27 March 2012 date |
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an ann $(1)$ is clearly set out in paragraph 7 of the form. - See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- See the definition of "relevant Interest" in sections 606 and 671B(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has $(5)$ a relevant interest in.
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $6$
- $(7)$ Include details of:
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any $(a)$ document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the $(b)$ securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
$\epsilon$
$\ddot{\phantom{a}}$
ά, If the substantial holder is unable to determine the klentity of the person (eg. if the relevant interest arises because of an option) write "unknown."
Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or
may, become entitled to recalve in relation to that acquisition. Details $(9)$
Ċ
| 603 | page 2/2 | 15 July 2001 |
|---|---|---|
| Form 603 |
|---|
| Corporations Act 2001 |
| Section 671B |
Notice of initial substantial holder
| To Company Name/Scheme | GENESIS RESOURCES LIMITED |
|---|---|
| ACN/ARSN | 114 787 469 |
| 1. Details of substantial holder (1) | |
| Name | Cartier Peaks investments Ltd |
| ACN/ARSN (if applicable) | BVI Com No 1646854 |
| The holder became a substantial holder on | 23 March 2012 |
2. Details of voting power
$\bullet$
$\frac{1}{\sqrt{2}}$
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: $\sim$
| Class of securities (4) | Number of securities | Person's votes (5) | Voling power (6) |
|---|---|---|---|
| Ordinary shares | 2.669,564 | 12.669.564 | 5.03 % |
3. Details of relevant Interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Indigo Pearl Capital Ltd BVI Corn.No.1630343 | Beneficial Interest | 1.601.738 |
| Cartier Peaks Investments Ltd BVI Com. No 1646854 |
Beneficial Interest | 533,913 |
| Greenvale Asia Limited BVI Com. No 1584956 | Beneficial Interest | 1533.913 |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Realstered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| lindigo Pearl Capital Ltd as to 1.601.738 and shares iGreenvale Asia Limited as to 533.913 shares |
Berne No 132 Nominees Pty Ltd <600835 A/C> |
Indigo Pearl Capital Ltd | 2.135.651 |
| Cartier Peaks Investments Ltd | Berne No 132 Nominees Pty Ltd <601299 A/C> |
Cartier Peaks Investments Ltd | 533.913 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder
became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|---|---|---|---|
| lindigo Peart Capital Ltd as to 3/5ths: Greenvale Asia Limited las to 1/5 th and Cartier Peaks Investments Ltd as to 1/5th |
9 March 2012 | \$60,000 | 1.000.000 |
| lindigo Pearl Capital Ltd as to 13/5ths: Greenvale Asia Limited las to 1/5 th and Cartier Peaks Investments Ltd as to 1/5th |
19 March 2012 | \$19,173.84 | 319.564 |
$\overline{\phantom{a}}$
| indigo Pearl Capital Ltd as to 3/5ths: Greenvale Asia Limited las to 1/5 th and Cartier Peaks Investments Ltd as to 1/5th |
22 March 2011 | \$94,500 | 1.350.000 | |||
|---|---|---|---|---|---|---|
| -- | -- | ----------------------------------------------------------------------------------------------------------------------------------------------- | --------------- | ---------- | ----------- | -- |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Indigo Pearl Capital Ltd Peaks investments Ltd |
and Cartier These companies have a common sole director and a common shareholder |
| Indigo Pean Capital Ltd; Greenvale Asia Limited |
Indigo Pearl Capital Ltd holds 533,913 shares for the benefit of Greenvale Asia Limited, which is in the process of establishing a nominee account for holding such Ishares |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Indigo Pean Capital Ltd | Palm Grove House, PO Box 438, Road Town, Tortola, British Virgin Islands |
| Greenvale Asia Limited | [Palm Grove House, PO Box 438, Road Town, Tortola, British Virgin Islands |
| Cartier Peaks Investments Ltd | Palm Grove House, PO Box 438, Road Town, Tortola, British Virgin Islands |
| Berne No 132 Nominees Pty Ltd | IGPO Box 202. Brisbane Qld 4001 |
| Signature | For and on behalf of TIARA LTD. (LL02080) |
|||||
|---|---|---|---|---|---|---|
| print name | TIARA LTD. | 44 2 4 5 6 7 8 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 | capacity | Director | ||
| sign here | Authorized Signature(s) | date | 26/3/2012 |
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an ann $(1)$ is clearly set out in paragraph 7 of the form. - See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has $(5)$ a relevant interest in.
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(6)$
- $(7)$ Include details of:
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any
document setting out the terms of any relevant agreement, and a statement by the perso $\left( 1\right)$ - any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the
securities to which the relevant interest relates (indicating clearly the $(b)$
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
A.
$\ddot{\phantom{a}}$
$(8)$ If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown."
Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or,
may, become entitled to receive in relation to that acquisition. Details $(9)$
$\mathcal{I}^{\mathcal{I}}$ , $\mathcal{I}^{\mathcal{I}}$
$\mathcal{L}_{\mathcal{A}}$
$\lambda_{\rm{max}}$
ł.
603 page 2/2 15 July 2001
Form 603 Corporations Act 2001
Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | GENESIS RESOURCES LIMITED | ||||
|---|---|---|---|---|---|
| ACN/ARSN | 114 787 469 | ||||
| 1. Details of substantial holder (1) | |||||
| Name | Indigo Pearl Capital Ltd | ||||
| ACN/ARSN (if applicable) | BVI Com. No 1630343 | ||||
| The holder became a substantial holder on | 23 March 2012 |
2. Details of voting power
The total number of voles attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary shares | 2,669,564 | 2,669,564 | l5.03 % |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| indigo Pearl Capital Ltd BVI Com. No. 1630343 | Beneficial Interest | 1,601,738 |
| Cartier Peaks Investments Ltd BVI Com No 1646854 |
Beneficial Interest | 533,913 |
| Greenvale Asia Limited BVI Com. No. 1584956 | Beneficial Interest | 533913 |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| lindigo Pearl Capital Ltd as to 1.601.738 and shares Greenvale Asia Limited as to 1533,913 shares |
Berne No 132 Nominees Pty Ltd K600835 A/C> |
Indigo Pearl Capital Ltd | 2.135.651 |
| Cartier Peaks Investments Ltd | Berne No 132 Nominees Pty Ltd <601299 A/C> |
Cartier Peaks Investments Ltd | 533.913 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder
became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|---|---|---|---|
| lindigo Pearl Capital Ltd as to 3/5ths: Greenvale Asia Limited as to 1/5 th and Cartier Peaks linvestments Ltd as to 1/5th |
9 March 2012 | \$60,000 | 11.000.000 |
| Indigo Pearl Capital Ltd as to 13/5ths: Greenvale Asia Limited as to 1/5 th and Cartier Peaks linvestments Ltd as to 1/6th |
l19 March 2012 | 319.173.84 | 319.564 |
| Indigo Pearl Capital Ltd as to | ||
|---|---|---|
| $3/5$ ths; Greenvale Asia Limited $22$ March 2011 as to 1/5 th and Cartier Peaks |
\$94,500 | 1.350.000 |
| Investments Ltd as to 1/5th |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Indigo Pearl Capital Ltd and Cartier These companies have a common sole director and a common shareholder | |
| Indigo Pearl Capital Ltd; Greenvale Asia Limited |
Indigo Pearl Capital Ltd holds 533,913 shares for the benefit of Greenwale Asia Limited, which is in the process of establishing a nominee account for holding such Ishares |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Indigo Pearl Capital Ltd | Palm Grove House, PO Box 438, Road Town, Tortola, British Virgin Islands |
| Greenvale Asia Limited | Palm Grove House, PO Box 438, Road Town, Tortola, British Virgin Islands |
| Cartier Peaks Investments Ltd | Palm Grove House, PO Box 438, Road Town, Tortola, British Virgin Islands |
| Berne No 132 Nominees Pty Ltd | GPO Box 202, Brisbane Qld 4001 |
Signature
| For and on behalf of TIARA LTD. (U.92080) |
|||||
|---|---|---|---|---|---|
| print name | TIARA LTD. | capacity | Director | ||
| sign here | Britannica |
26/3/2012 date |
|||
| АШКОГИЧТУЛАННИ ЧУ |
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an ann $(1)$ Is clearly set out in paragraph 7 of the form. - $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has $(5)$ a relevant interest in.
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $\left( 6\right)$
- $(7)$ Include details of:
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any $(a)$ document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the $(b)$
- securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
$\bar{z}$
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
ř.
"If the substantial holder is unable to determine the identity of the person (eg. if the relevant Interest arises because of an option) witte "unknown." $(8)$ $\mathcal{L}_{\mathcal{L}}$
Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or
may, become entitted to receive in relation to that acquisition. Details $(9)$