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GENESIS RESOURCES LIMITED — Major Shareholding Notification 2012
May 17, 2012
64980_rns_2012-05-17_ea6d4d22-b4f7-4fe6-9ff2-4598540a2c2b.pdf
Major Shareholding Notification
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FACSIMILE
10 Pages (including this page)
18 May 2012
To: Australian Securities Exchange (1300 135 638)
Copy to: Genesis Resources Limited (03 96505571)
Re: Genesis Resources Limited (ASX:GES)
Please find attached three Forms 604, Notice of change of interests of substantial holder, relating to GES for each of:
- Greenvale Asia Limited
- Cartier Peaks Investments Ltd
- Indigo Pearl Capital Ltd
Yours Sincerely,
Sue-Ann Higgins (Phone: +61 3 9671 3199)
| 604 | page 2/2 | 15 July 2001 | |||
|---|---|---|---|---|---|
| Form 604 Corporations Act 2001 Section 671B |
|||||
| Notice of change of interests of substantial holder | |||||
| To Company Name/Scheme | GENESIS RESOURCES LIMITED | ||||
| ACN/ARSN | 114 787 469 | ||||
| Details of substantial holder (1) 1. Name |
Incigo Pearl Capital Ltd | ||||
| ACN/ARSN (if applicable) | BVI 1630343 | ||||
| There was a change in the interests of the substantial holder on The previous notice was given to the company on The previous notice was dated |
14/5/2012 18/4/2012 16/4/2012 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: H.
| Previous notice | F TOSENT ROUCE | ||||
|---|---|---|---|---|---|
| Class of securities (4) | Voting power (5) Person's votes |
Voting power (5) Person's votes |
|||
| Ordinary shares | 7.715.314 | 14.54% | 12.920.972 | 116, 23% | |
3. Changes in relevant Interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of ichange |
Person whose relevant interest changed |
Nature of change (6) |
Consideration loiven in relation (to change (7) |
Class and number of securities affected |
Parson's votes affected |
|---|---|---|---|---|---|
| 14/5/2012 | Indigo Pearl Capital Ltd | Purchase of shares | \$140,552.60 | 3.123.393 | 3.123.393 |
| 114/5/2012 | ICartier Peaks Investments Ltd | Purchase of shares | \$46,850.94 | 1.041.132 | 1.041.132 |
| 14/5/2012 | IGreerwale Asia Limited | Purchase of shares | \$46,850.94 | 11.041.132 | 1,041,132 |
$\Lambda$ .
$\sim 10^{-1}$
4. Present relevant interests
| Holder of mavant interesi |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| lLtd | Indigo Pearl CapitalBerne No 132 Nominees Indigo Pearl Capital Ltd Pty Ltd <600835> |
Beneficial Interest | 7.752.582 | 17.752.582 | |
| lCarlier Investments Ltd |
PeakaBerne No 132 Nominees Carlier Peaks Pty Ltd <601299> |
linvestments Ltd | Beneficial Interest | 2.584.195 | 2.584.195 |
| Greenvale lLimited. |
AsiaBerne No 132 Nominees Greenvale Asia Limited Ply Ltd <602987> |
Beneficial Interest | 2.584,195 | 12.584.195 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| ΠACN/ARSN Name ard applicable) |
Nature of association |
|---|---|
| Indigo Pearl Capital Ltd and Cartier Peaks Investments Ltd |
These companies have a common sole director and a common shareholder |
| lindigo Pearl Capital Ltd; Greenvale Asia Limited |
Indigo Pearl Capital Ltd acquired 1,041,132 shares for the benefit of Greenvale Asia Limited, which were subsequently transferred to Berne No 132 Nominees Ply Ltd <802987> for the Ibenefit of Greenvale Asia Limited |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Indigo Pearl Capitel Ltd | Palm Grove House, PO Box 438, Road Town, Tortola, British Virgin Islands |
| Greenvale Asia Limited | Palm Grove House, PO Box 438, Road Town, Tortole, British Virgin Islands |
| Cartier Peaks Investments Ltd | Palm Grove House, PO Box 438, Road Town, Tortola, British Virgin Islands |
| Berne No 132 Nominees Pty Ltd | GPO Box 202, Brisbane Qid 4001 |
Signature
| print name | TIARA LTD. | For and on behalf of TIARA LTD. (LL02080) |
canacity | Sole Director | |
|---|---|---|---|---|---|
| sign here | Authorised Signature(s) | date | 15" May 2012 | ||
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an ann $(1)$
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- See the definition of "relevant interest" In sections 608 and 6719(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The parson's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
- $(6)$ Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a $\left( \bullet \right)$ copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement;
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the
securities to which the relevant interest relates (indicating clearly the $(b)$
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or $(7)$ may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(6)$
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$
| 604 | page 2/2 | 15 July 2001 | |||
|---|---|---|---|---|---|
| Form 604 Corporations Act 2001 Section 671B |
|||||
| Notice of change of interests of substantial holder | |||||
| To Company Nama/Scheme | GENESIS RESOURCES LIMITED | ||||
| ACNIARSN $\boldsymbol{\Lambda}$ |
114 787 489 | ||||
| 1. Details of substantial holder (1) | |||||
| Name | Cartier Peaks Investments Ltd | ||||
| ACN/ARSN (if applicable) | BVI 1648854 | ||||
| There was a change in the interests of the | |||||
| substantial holder on | 14/5/2012 | ||||
| The previous notics was given to the company on | 16/4/2012 | ||||
| The previous notice was dated | 16/4/2012 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Previous notice | Present notice | ||||
|---|---|---|---|---|---|
| Class of securities (4) | Parson's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Ordinary shares | 7715314 | 14.54% | 12.920.972 | 16.23% | |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
$\lambda_{\rm{max}}$
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration lgiven in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 14/5/2012 | Indigo Pearl Capital Ltd | Purchase of shares | \$140,552.69 | 13.123.393 | 3,123,303 |
| 14/5/2012 | Cartier Peaks Investments Ltd | Purchase of shares | \$46,850.94 | 1,041,132 | 1,041.132 |
| 14/5/2012 | Greenvale Asia Limited | Purchase of shares | \$46,550.94 | 11,041,132 | 1.041.132 |
4. Present relevant interests
| Particulars of each relavant interest of the substantial holder in voting securities after the change are as follows: | |||||
|---|---|---|---|---|---|
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of Securities |
Person's votes |
| iLtd | Indigo Pearl Capita Berne No 132 Nominees Indigo Pearl Capital Ltd Ptv Ltd <800835> |
(Beneficial Interest | 7.752.582 | 7.752.582 | |
| Cartler linvestments Ltd |
Peaks Berna No 132 Nominees Cartier Peaks IPty Ltd <601299> |
ilnvestments Lid | Beneficial Interest | 2,584,195 | 2.584.195 |
| Greenvale Limited |
Asia Berne No. 132 Nominees Greenvale Asia Limited IPty Ltd <602987> |
Beneficial Interest | 2,584,195 | 12.584.195 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| -CH ACN/ARSN and Name applicable) |
Nature of association |
|---|---|
| Indigo Pearl Capital Ltd and Cartier Peaks Investments Ltd |
These companies have a common sole director and a common shareholder |
| indigo Pearl Capital Ltd; Greenvale Asia Limited |
Indigo Pearl Capital Ltd acquired 1,041,132 shares for the benefit of Greenvale Asia Limited. which were subsequently transferred to Berne No 132 Nominees Pty Ltd <602987> for the banafit of Greenvale Asia Limited |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Indigo Pearl Capital Lid | Palm Grove House, PO Box 438, Road Town, Tortola, British Virgin Islands |
| Greenvale Asia Limited | Palm Grove House, PO Box 438, Road Town, Tortola, British Virgin Islands |
| Canier Peaks Investments Ltd | Palm Grove House, PO Box 438, Road Town, Tortola, British Virgin Islanda |
| Beme No 132 Nominees Pty Ltd | IGPO Box 202, Brishane QkI 4001 |
Signature
| For and on behalf of TIARA LTD. (LL02080) |
||||
|---|---|---|---|---|
| print name | TIARA LTD. | capacity | Sole Director | |
| sign here | Authorised Signature(s) |
date | 15 th May 2012 | |
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an ann $(1)$
- $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
- $(6)$ include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a $\left{ \mathbf{a}\right}$ only resevent surrelated to their concurrent test securities of minds are completed to resevent the countries. In subsequent of requires, a copy of any document setting out the terms of any relevant agreement, and a statem environment of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the powers or disposal of the
securities to which the releva $(b)$
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or
may, become entitied to receive in relation to that acquisition. Details m $(7)$ contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. - If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(5)$
- Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$
| 604 | page 2/2 | 15 July 2001 | |||
|---|---|---|---|---|---|
| $\mathbf{u}$ | Form 604 Corporations Act 2001 Section 671B |
||||
| Notice of change of interests of substantial holder | |||||
| To Company Name/Scheme | GENESIS RESOURCES LIMITED | ||||
| ACN/ARSN | 114 787 469 | ||||
| 1. Details of substantial holder (1) | |||||
| Name | Greenvale Asia Limited | ||||
| ACNARSN (if applicable) | BVI 1584956 | ||||
| There was a change in the interests of the | |||||
| substantial holder on | 14/5/2012 | ||||
| The previous notice was given to the company on | 16/4/2012 | ||||
| The previous notice was dated | 16/4/2012 | ||||
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Previous notice | Present notice | ||||
|---|---|---|---|---|---|
| Class of securities (4) | Person's votes | Vating power (5) | Person's votes | Voting power (5) | |
| Ordinary shares | 7.715.314 | 14.54% --- |
12.920.972 | 16.23% | |
3. Changes in relevant Interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration lgiven in relation to change $(7)$ |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 4/4/2012 | Indigo Pearl Capital Ltd | Purchase of shares | \$140,552,69 | 3.123.393 | 3.123.393 |
| 14/4/2012 | Cartier Peaks Investments Ltd | Purchase of shares | \$46,850.94 | 1.041.132 | 1.041.132 |
| 4/4/2012 | Greenvale Asia Limited | Purchase of shares | \$46,850.94 | 1,041 132 | 1.041 132 |
4. Present relevant interasts
$\overline{\phantom{a}}$
$\mathbf{a}$
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (B) |
Nature of relevant. interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Ltd | Indigo Pean CapitalBerne No 132 Nominees Indigo Pean Capital Ltd IPty Ltd <600835> |
Beneficial Interest | 17.752.582 | 7.752.582 | |
| lCartler Investments Ltd |
Peaks Berne No 132 Nominees Cartier Peaks Pty Ltd <601299> |
Ilnvesiments Ltd | lBeneficial Interest | 2,584,195 | 2.584.195 |
| Greenvale Limited |
Asia Berne No. 132 Nominees 1 Greenvale Asia Limited Pty Ltd <602987> |
Beneficial Interest | 2,584,195 | 2.584.195 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| T ACN/ARSN Name and applicable) |
Nature of association |
|---|---|
| Indigo Pearl Capital Ltd and Cartier Peaks investments Ltd |
These companies have a common sole director and a common shareholder |
| Pearl Capital Ltd: Greenvale Indigo Asia Limited |
Indigo Pearl Capital Ltd acquired 1,041,132 shares for the benefit of Greenvale Asia Limited, which were subsequently transferred to Berne No 132 Norninees Pty Ltd <602987> for the Ibenefit of Greenvale Asia Limited |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Indigo Pearl Capital Ltd | Palm Grove House, PO Box 438, Road Town, Tortola, British Virgin Islands |
| Greenvale Asia Limited | ITMF Place, Road Town, Tortola, British Virgin Islands |
| Cartier Peaks Investments Ltd | Palm Grove House, PO Box 438, Road Town, Tortola, British Virgin Islands |
| Berne No 132 Naminees Pty Ltd | IGPO Box 202, Brisbane Old 4001 |
Signature
| print name | For and on behalf of MANFELL LTD. |
Manfell Ltd | Mrector capacity |
|
|---|---|---|---|---|
| sign here | Mosanlumbod | date 16 May $2012$ | ||
| Chythorised Signature(s) DIRECTIONS |
$\epsilon$
If there are a number of substantial rolders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an an $(1)$
See the definition of "associate" in section 9 of the Corporations Act 2001. $\overline{2}$
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
- Include details of: $(6)$
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a $\langle a \rangle$ copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the $(b)$
- securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or
may, become entitled to receive in relation to that acquisition. Details m $(7)$ contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(5)$
Give details, if appropriate, of the present association and any change in that association strice the last substantial holding notice. $(9)$