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GENESIS RESOURCES LIMITED — Major Shareholding Notification 2012
Aug 26, 2012
64980_rns_2012-08-26_7cf856a1-5d86-4c9e-9f6c-bf781ec99435.pdf
Major Shareholding Notification
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FACSIMILE
13 Pages (including this page)
27 August 2012
TO: Australian Securities Exchange (1300 135 638)
COPY TO: Genesis Resources Limited (03 96505571)
Re: Genesis Resources Limited (ASX:GES)
Please find attached three Forms 604, Notice of change of interests of substantial holder, relating to GES for each of:
- Greenvale Asia Limited
- Cartier Peaks Investments Ltd
- · Indigo Pearl Capital Ltd
Yours Sincerely
Jillian Gonzales
$\zeta$
(Phone: +61 3 9671 3199)
| 604 | page 2/2 | 15 July 2001 | ||||
|---|---|---|---|---|---|---|
| Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder GENESIS RESOURCES LIMITED 114787469 1. Details of substantial holder (1) Greenvale Asia Limited BVI 1584956 There was a change in the interests of the 9/8/2012 The previous notice was given to the company on 18/5/2012 |
||||||
| To Company Name/Scheme | ||||||
| ACN/ARSN | ||||||
| Name | ||||||
| ACN/ARSN (if applicable) | ||||||
| substantial holder on | ||||||
| The previous notice was dated | 18/5/2012 | |||||
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | |||
|---|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | ||
| Ordinary shares | 12,920,972 | 116.23% | 12.820.972 | 114.01% | |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| lDate of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration laiven in relation. (to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 9/7/2012 | Indigo Pearl Capital Ltd | Sale of shares | \$7,363.00 | 80.000 | 80,000 |
| 12/07/2012 Indigo Pearl Capital Ltd | Sale of shares | \$1,791.00 | 120,000 | 120,000 | |
| 14/5/2012 | Indiac Pearl Capital Greenvale Asia Limited: Cartier Placement of shares Peaks Investments Ltd |
Dilution of holdings Lid; due to Company's ito S Active Holding iSan Bha |
ln/a | 12.820.972 | 12.820.972 |
4. Present relevant Interests
| Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: | ||
|---|---|---|
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of rekevant Interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Ltd | Indigo Pearl Capital Berne No 132 Nominees Ptv Ltd <600835> |
Indigo Pearl Capital Ltd | Beneficial Interest | 7.652.582 | 7.652.582 |
| iCartier linvestments Ltd |
PeaksBerne No 132 Nominees Cartier Peaks IPty Ltd <601289> |
Investments Ltd | lBenafic ial Intere st | 2.584.196 | 2,584,195 |
| Greenvale Limited |
Asia Berne No 132 Nombrees Greenwale Asia Limited Ptv Ltd <602967> |
Beneticial Interest | 2,584,195 | 2,564,195 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name ACN/ARSN 辅 and applicable) |
Nature of association |
|---|---|
| Indigo Pearl Capital Ltd and Cartier Peaks Investments Ltd |
These companies have a common sole director and a common shareholder |
| iindigo Pearl Capital Ltd: Greenvale Asia Limited |
lindigo Pearl Capital Ltd acquired 1,041,132 shares for the benefit of Greenwale Asia Limited. which were subsequently transferred to Berne No 132 Nominees Pty Ltd <602987> for the Ibenefit of Greenvale Asia Limited |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Indigo Pearl Capital Ltd | Palm Grove House, PO Box 438, Road Town, Tortola, British Virgin Islands |
| Sceenvale Asia Limited | ITMF Place, Road Town, Tortola, British Virgin Islands |
| Cartier Peaks Investments Ltd | Palm Grove House, PO Box 438, Road Town, Toricia, British Virgin Islands |
| Berne No 132 Nominees Pty Ltd | IGPO Box 202, Brisbane Old 4001 |
Signature
| print name | For and on behalf of MANFELL LTD. Manifell Ltd |
capacity Director |
|
|---|---|---|---|
| sign here | $\triangle$ Decay | 23 AUG 2012 date |
|
| $\overline{\theta}$ Authorised Signature(s) DIRECTIONS |
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an ann $(1)$
$\mathcal{F}^{\text{max}}{\text{max}}$ , $\mathcal{F}^{\text{max}}{\text{max}}$ , and
- $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- $(6)$ Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a $(a)$ copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement; $(b)$
- any qualification of the power of a parson to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or
may, become entitled to receive in relation to that acquisition. Details m $(7)$ are not paid directly to the person from whom the relevant interest was acquired. - $(8)$ If the substantial holder is unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write "unknown".
$(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
| 604 | page 2/2 | 15 July 2001 | |||
|---|---|---|---|---|---|
| Form 604 Corporations Act 2001 Section 671B |
|||||
| Notice of change of interests of substantial holder | |||||
| To Company Name/Scheme | GENESIS RESOURCES LIMITED | ||||
| ACN/ARSN | 114 787 469 | ||||
| 1. Details of substantial holder (1) | |||||
| Name | Cartier Peaks Investments Ltd | ||||
| ACN/ARSN (if applicable) | BVI 1646854 | ||||
| There was a change in the interests of the | |||||
| substantial holder on | 9/8/2012 | ||||
| The previous notice was given to the company on | 15/5/2012 | ||||
| The previous notice was dated | 15/5/2012 | ||||
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Praylous notice | Present notice | ||
|---|---|---|---|---|
| Penson's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Ordinary shares | 12.920.972 | 16.23% | 12.820.972 | 14.01% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
$\mathcal{O}(1)$ and $\mathcal{O}(1)$ . The set of the set of the set of the set of the set of $\mathcal{O}(1)$
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration lgiven in relation $\frac{1}{2}$ to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 9/7/2012 | Indigo Pearl Capital Ltd | Sale of shares | 57,363.00 | 180,000 | 80.000 |
| 12/07/2012 Indigo Peari Capital Ltd | Sale of shares | 151.791.00 | 20,000 | 20.000 | |
| 14/5/2012 | Indico Pearl Capital Greenvale Asia Limited: Cartier Placement of shares Peaks Investments Ltd |
Dilution of holdings Ltd: due to Company's ito S Active Holding Sdn Bhd |
ln/a | 12,820,972 | 12.820.972 |
4. Present relevant interests
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (6) |
Nature of relevant interest (6) |
Class and number of securides |
Person's votes |
|---|---|---|---|---|---|
| lLtd | Indigo Pearl Capita Berne No 132 Nominees Indigo Pearl Capital Ltd Pty Ltd <600835> |
Beneficial Interest | 7.652.582 | 7.652.582 | |
| Cartier linvestments Ltd |
PeaksBerne No 132 Nominees Cartier Peaks Pty Ltd <601299> |
linvestments Ltd | Beneficial Interest | 2,584,195 | 2.584.195 |
| Greenvale Limited |
Asia Berne No 132 Nominees Greenvale Asia Limited Pty Ltd <602987> |
Beneficial Interest | 2.584.195 | 2,584.195 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name - III ACN/ARSN and applicable) |
Nature of association |
|---|---|
| Pearl Capital Ltd and Cartier lindigo Peaks Investments Ltd |
These companies have a common sole director and a common shareholder |
| Pearl Capital Ltd: lindicio Greenvale lAsia Limited |
Indigo Pearl Capital Ltd acquired 1,041,132 shares for the benefit of Greenvale Asia Limited, which were subsequently transferred to Berne No 132 Nominees Pty Ltd <602987> for the benefit of Greenvale Asia Limited |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Indigo Pearl Capital Ltd | Palm Grove House, PO Box 438, Road Town, Tortola, British Virgin Islands |
| Greenvale Asia Limited | ITMF Place, Road Town, Tortola, British Virgin Islands |
| Cariler Peaks Investments Ltd | Palm Grove House, PO Box 438, Road Town, Tortola, British Virgin Islands |
| Berne No 132 Nominees Pty Ltd | GPO Box 202, Brisbane Qld 4001 |
Signature
| print name | TIARA LTD. | For and on bohalf of TIARA LJD. (LL02000) |
capacity | Sole Director |
|---|---|---|---|---|
| sign here | Authorised Signature(s) |
date | 23 m August 2012 |
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an ann $(1)$
- $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- $(3)$ See the definition of "relevant interest" In sections 608 and 6718(7) of the Corporations Act 2001.
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- $(6)$ Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 6718(4) applies, a
copy of any document setting out the terms of any relevant agreement, and a statemen $(a)$ - any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the
any qualification of the power of a person to exercise, control the exerci $(b)$
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or
may, become entitled to receive in relation to that acquisition. Details m $(T)$ are not paid directly to the person from whom the relevant interest was acquired. - If the substantial holder is unable to determine the identity of the parson (eg. If the relevant interest arises because of an option) write "unknown". $(3)$
- $(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
| 604 | page $2/2$ | 15 July 2001 | |||
|---|---|---|---|---|---|
| Form 604 Corporations Act 2001 Section 671B |
|||||
| Notice of change of interests of substantial holder | |||||
| To Company Name/Scheme | GENESIS RESOURCES LIMITED | ||||
| ACN/ARSN | 114 787 469 | ||||
| 1. Details of substantial holder (1) | |||||
| Nama | Indigo Pearl Capital Ltd | ||||
| ACN/ARSN (if applicable) | BVI 1630343 | ||||
| There was a change in the interests of the substantial holder on |
9/8/2012 | ||||
| The previous notice was given to the company on | |||||
| 15/5/2012 | |||||
| The previous notice was dated | 15/5/2012 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | |||
|---|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | ||
| Ordinary shares | 12,920.972 | 16.23% | 12.820.972 | 14.01% | |
$\alpha$
$\frac{1}{2}$
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
$\mathcal{L}^{\mathcal{L}}$ and $\mathcal{L}^{\mathcal{L}}$ are the set of the set of the set of $\mathcal{L}^{\mathcal{L}}$
$\sim 100$ km s $\sim 10^{10}$ km s
$\mathcal{M}_{\rm{eff}}$
| Date of change |
Person whose relevant Interest changed |
Natura of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 9/7/2012 | Indigo Pearl Capital Ltd | Sale of shares | \$7,363.00 | 80,000 | 80,000 |
| 12/07/2012 Indigo Pearl Capital Ltd | Sale of shares | IS1.791.00 | 20,000 | 20,000 | |
| 14/5/2012 | Indigo Pearl Capital Greenvale Asia Limited: Cartier Placement of shares Peaks Investments Ltd |
Dilution of holdings Ltd; due to Company's ito S Active Holding iSon Bho |
ln/a | 12,820,972 | 12,820,972 |
$\mathcal{A}$
4. Present relevant interests
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| lLtd | Indigo Pearl Capitat Berne No 132 Nominees Indigo Pearl Capital Ltd Pty Ltd <600835> |
Seneficial Interest | 7.652.582 | 7.652.582 | |
| lCartier linvastments Ltd |
Peaks Berne No 132 Nominees Cartier Peaks Pty Ltd <601299> |
ilnvesiments Ltd | Beneficial Interest | 2,584,195 | 2.584.195 |
| Greenvale Limited |
Asia Berne No 132 Nominees Greenvale Asia Limited Pty Ltd <602987> |
Beneficial Interest | 2.584.195 | 2,584,195 |
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| ſif Name ACN/ARSN and applicable) |
Nature of association |
|---|---|
| Indigo Pearl Capital Ltd and Cartier Peaks Investments Ltd |
These companies have a common sole director and a common shareholder |
| lindigo Pearl Capital Ltd: Greenvale Asia Limited |
indigo Pearl Capital Ltd acquired 1,041,132 shares for the benefit of Greenvale Asia Limited, which were subsequently transferred to Berne No 132 Nominees Pty Ltd <602987> for the benefit of Greenvale Asia Limited |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| indigo Pearl Capital Ltd | Palm Grove House, PO Box 438, Road Town, Tortola, British Virgin Islands |
| Greenvale Asia Limited | TMF Place, Road Town, Tortola, British Virgin Islands |
| Cartier Peaks Investments Ltd | Palm Grove House, PO Box 438, Road Town, Toriola, British Virgin Islands |
| Berne No 132 Nominees Pty Ltd | IGPO Box 202, Brisbane Old 4001 |
Signature
| print name | TIARA LTD. | For and on behalf of TIARA(LJD. (LLO2080) |
capacity | Sole Director |
|---|---|---|---|---|
| sian here | ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, Authorised Signature(s) |
date | 23 rd August 2012 |
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and itruste of an equity trust), the names could be included in an ann $(1)$
医三角杆菌 网络神经 医血管病
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
- $(6)$ Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a $(a)$ any research in the security of any client of any relevant agreement, and a statement by the person giving full and accurate details of any
contract, scheme or arrangement, must accompany this form, together with a written $(b)$ - and published in the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the
Securities to which the relevant interest relates (indicating clearly the part
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or
may, become entitled to receive in relation to that acquisition. Details m $(7)$ $(8)$ - the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
- Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$