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GENESIS ENERGY LP — Director's Dealing 2013
Apr 23, 2013
31663_dirs_2013-04-23_550612cb-eaf1-437d-96d8-0d9ceb2e9d2c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENESIS ENERGY LP (GEL)
CIK: 0001022321
Period of Report: 2013-04-20
Reporting Person: SIMS GRANT E (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-20 | Common Units - Class A | M | 16795 | — | Acquired | 2600737 | Direct |
| 2013-04-20 | Common Units - Class A | D | 16795 | $46.67 | Disposed | 2583942 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-20 | Phantom Units | $ | M | 16795 | Disposed | 2013-04-20 | Common Units - Class A (16795.0) | Direct |
Footnotes
F1: The payment of the phantom units in cash is deemed to be a disposition of the phantom units in exchange for the acquisition of the underlying Common Units - Class A and a simultaneous disposition of the underlying Common Units - Class A to the issuer.
F2: Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting.
F3: 1,000 of these Common Units - Class A are held by the reporting person's father. The reporting person disclaims beneficial ownership of these units.