Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

GENESIS ENERGY LP Director's Dealing 2013

Oct 3, 2013

31663_dirs_2013-10-03_ad7eb933-5fc3-4150-87d4-b7dfa752fe94.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENESIS ENERGY LP (GEL)
CIK: 0001022321
Period of Report: 2013-10-01

Reporting Person: Evans Donald L (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-08-08 Common Units - Class A G 200 Disposed 51276 Direct
2013-08-08 Common Units - Class A G 150 Disposed 51126 Direct
2013-09-03 Common Units - Class A G 200 Disposed 50926 Direct
2013-09-03 Common Units - Class A G 200 Disposed 50726 Direct
2013-09-17 Common Units - Class A G 100 Disposed 50626 Direct
2013-10-01 Common Units - Class A M 791 Acquired 51417 Direct
2013-10-01 Common Units - Class A D 791 $49.62 Disposed 50626 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-10-01 Phantom Units $ M 791 Disposed 2013-10-01 Common Units - Class A (791.0) Direct
2013-10-01 Phantom Units $ A 471 Acquired 2016-10-01 Common Units - Class A (471.0) Direct

Footnotes

F1: The payment of the phantom units in cash is deemed to be a disposition of the phantom units in exchange for the acquisition of the underlying Common Units - Class A and a simultaneous disposition of the underlying Common Units - Class A to the issuer.

F2: Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting.

F3: The reporting person disclaims beneficial ownership of the phantom units that vested and were paid in cash as he is required to give all proceeds related to such phantom units to QEP Management Co., L.P. or one of it affiliates.

F4: The phantom units will be paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the vesting date.

F5: Award includes tandem distribution equivalent rights pursuant to which the quarterly distributions paid by the partnership on each Common Unit - Class A will be accrued over the vesting period and paid quarterly.

F6: The reporting person disclaims beneficial ownership of 4,791 phantom units as he is required to give all proceeds related thereto to QEP Management Co., L.P. or one of it affiliates.