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GENESIS ENERGY LP — Director's Dealing 2013
Oct 3, 2013
31663_dirs_2013-10-03_ad7eb933-5fc3-4150-87d4-b7dfa752fe94.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENESIS ENERGY LP (GEL)
CIK: 0001022321
Period of Report: 2013-10-01
Reporting Person: Evans Donald L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-08 | Common Units - Class A | G | 200 | — | Disposed | 51276 | Direct |
| 2013-08-08 | Common Units - Class A | G | 150 | — | Disposed | 51126 | Direct |
| 2013-09-03 | Common Units - Class A | G | 200 | — | Disposed | 50926 | Direct |
| 2013-09-03 | Common Units - Class A | G | 200 | — | Disposed | 50726 | Direct |
| 2013-09-17 | Common Units - Class A | G | 100 | — | Disposed | 50626 | Direct |
| 2013-10-01 | Common Units - Class A | M | 791 | — | Acquired | 51417 | Direct |
| 2013-10-01 | Common Units - Class A | D | 791 | $49.62 | Disposed | 50626 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-01 | Phantom Units | $ | M | 791 | Disposed | 2013-10-01 | Common Units - Class A (791.0) | Direct |
| 2013-10-01 | Phantom Units | $ | A | 471 | Acquired | 2016-10-01 | Common Units - Class A (471.0) | Direct |
Footnotes
F1: The payment of the phantom units in cash is deemed to be a disposition of the phantom units in exchange for the acquisition of the underlying Common Units - Class A and a simultaneous disposition of the underlying Common Units - Class A to the issuer.
F2: Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting.
F3: The reporting person disclaims beneficial ownership of the phantom units that vested and were paid in cash as he is required to give all proceeds related to such phantom units to QEP Management Co., L.P. or one of it affiliates.
F4: The phantom units will be paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the vesting date.
F5: Award includes tandem distribution equivalent rights pursuant to which the quarterly distributions paid by the partnership on each Common Unit - Class A will be accrued over the vesting period and paid quarterly.
F6: The reporting person disclaims beneficial ownership of 4,791 phantom units as he is required to give all proceeds related thereto to QEP Management Co., L.P. or one of it affiliates.