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GENESIS ENERGY LP — Director's Dealing 2012
Oct 9, 2012
31663_dirs_2012-10-09_742a021b-2920-4243-a9f4-ab321ecd6338.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENESIS ENERGY LP (GEL)
CIK: 0001022321
Period of Report: 2012-10-05
Reporting Person: Evans Donald L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-05 | Common Units - Class A | S | 992836 | $32.15 | Disposed | 358250 | Indirect |
| 2012-10-05 | Common Units - Class A | S | 358250 | $30 | Disposed | 0 | Indirect |
| 2012-10-05 | Common Units - Class A | S | 99930 | $32.15 | Disposed | 36058 | Indirect |
| 2012-10-05 | Common Units - Class A | S | 36058 | $30 | Disposed | 0 | Indirect |
| 2012-10-05 | Common Units - Class A | S | 1189 | $32.15 | Disposed | 429 | Indirect |
| 2012-10-05 | Common Units - Class A | S | 429 | $30 | Disposed | 0 | Indirect |
| 2012-10-05 | Common Units - Class A | S | 5110 | $32.15 | Disposed | 1844 | Indirect |
| 2012-10-05 | Common Units - Class A | S | 1844 | $30 | Disposed | 0 | Indirect |
| 2012-10-05 | Common Units - Class A | S | 2453 | $32.15 | Disposed | 885 | Indirect |
| 2012-10-05 | Common Units - Class A | S | 885 | $30 | Disposed | 0 | Indirect |
| 2012-10-05 | Common Units - Class A | S | 29394 | $32.15 | Disposed | 74757 | Direct |
| 2012-10-05 | Common Units - Class A | S | 10606 | $30 | Disposed | 64151 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-05 | Common Units - Class B | $ | S | 7534 | Disposed | Common Units - Class A (7534) | Indirect | |
| 2012-10-05 | Common Units - Class B | $ | S | 885 | Disposed | Common Units - Class A (885) | Indirect | |
| 2012-10-05 | Common Units - Class B | $ | S | 21316 | Disposed | Common Units - Class A (21316) | Indirect |
Footnotes
F1: The Common Units - Class A were sold pursuant to an underwritten offering. The sales price to the public was $32.15 and underwriting discounts and commissions were $0.53.
F2: Each of Quintana Energy Partners II, L.P. ("QEP II") and QEP II Genesis TE Holdco, LP ("Holdco") has (i) Quintana Capital Group II, L.P. as its general partner ("QCG II") (with Quintana Capital Group GP, Ltd. ("QCG GP") as the general partner of QCG II), (ii) management services provided by QEP Management Co., L.P. ("QEP Management") and (iii) membership interests in Q GEI Holdings, LLC ("Q GEI"). By virtue of the reporting person's relationship with or interests in QCG GP,QCG II, QEP Management and Q GEI, he may be deemed to have shared voting and dispositive power over these securities.
F3: Common Units - Class B are entitled to all the rights, preferences and privileges of the Common Units - Class A (and have the right to elect the directors of Genesis Energy, LLC, the general partner of the Partnership, and related rights) and will convert on a one-for-one basis upon (i) automatic conversion upon the removal of the general partner of the Partnership and the appointment of a successor or (ii) the holder's election.