General Motors Co — Director's Dealing 2021

Jan 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: General Motors Co (GM)
CIK: 0001467858
Period of Report: 2021-01-11

Reporting Person: Carlisle Stephen K. (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-11	Common Stock	M	50615	$31.32	Acquired	106024	Direct
2021-01-11	Common Stock	S	50615	$45	Disposed	55409	Direct
2021-01-12	Common Stock	M	50614	$31.32	Acquired	106023	Direct
2021-01-12	Common Stock	S	50614	$46.99	Disposed	55409	Direct
2021-01-12	Common Stock	M	20206	$34.34	Acquired	75615	Direct
2021-01-12	Common Stock	S	20206	$47.87	Disposed	55409	Direct
2021-01-12	Common Stock	M	20206	$34.34	Acquired	75615	Direct
2021-01-12	Common Stock	S	20206	$45.98	Disposed	55409	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-11	Employee Stock Option (Right to Buy)	$31.32	M	50615	Disposed	2025-07-28	Common Stock (50615.0)	Direct
2021-01-12	Employee Stock Option (Right to Buy)	$31.32	M	50614	Disposed	2025-07-28	Common Stock (50614.0)	Direct
2021-01-12	Employee Stock Option (Right to Buy)	$34.34	M	20206	Disposed	2027-06-07	Common Stock (20206.0)	Direct
2021-01-12	Employee Stock Option (Right to Buy)	$34.34	M	20206	Disposed	2027-06-07	Common Stock (20206.0)	Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $44.85 to $45.15, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

F3: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $46.85 to $47.14, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

F4: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $47.85 to $47.93, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

F5: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $45.85 to $46.41, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

F6: These stock options were granted on July 28, 2015, under the Company's 2014 Long-Term Incentive Plan. Forty percent of the options became exercisable on February 15, 2017; the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020.

F7: These stock options were granted on June 7, 2017, under the Company's 2017 Long-Term Incentive Plan. The stock options vested in three equal installments on February 14, 2018, February 14, 2019, and February 14, 2020.