General Motors Co — Director's Dealing 2021

Mar 24, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: General Motors Co (GM)
CIK: 0001467858
Period of Report: 2021-03-22

Reporting Person: Barra Mary T (Director, Chairman & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-22	Common Stock	M	500000	$31.32	Acquired	1922883	Direct
2021-03-22	Common Stock	S	500000	$57.64	Disposed	1422883	Direct
2021-03-22	Common Stock	M	503027	$31.32	Acquired	1925910	Direct
2021-03-22	Common Stock	S	503027	$57.83	Disposed	1422883	Direct
2021-03-22	Common Stock	S	300000	$58.77	Disposed	1122883	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-22	Employee Stock Option (Right to Buy)	$31.32	M	500000	Disposed	2025-07-28	Common Stock (500000.0)	Direct
2021-03-22	Employee Stock Option (Right to Buy)	$31.32	M	503027	Disposed	2025-07-28	Common Stock (503027.0)	Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $57.07 to $58.77, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

F3: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $57.39 to $58.77, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

F4: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of SSUs awarded on June 30, 2013 pursuant to the GMSSP. The portion of this award currently payable was settled on June 30, 2015 in cash, less a portion withheld for taxes.

F5: These stock options were granted on July 28, 2015, under the Company's 2014 Long-Term Incentive Plan. Forty percent of the options became exercisable on February 15, 2017; the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020.