General Motors Co — Director's Dealing 2021

Apr 7, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: General Motors Co (GM)
CIK: 0001467858
Period of Report: 2021-04-05

Reporting Person: Carlisle Stephen K. (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-05	Common Stock	M	30556	$39	Acquired	116867	Direct
2021-04-05	Common Stock	S	30556	$59.94	Disposed	86311	Direct
2021-04-05	Common Stock	M	25215	$35.49	Acquired	111526	Direct
2021-04-05	Common Stock	S	25215	$59.04	Disposed	86311	Direct
2021-04-05	Common Stock	S	27273	$59.92	Disposed	59038	Direct
2021-04-06	Common Stock	M	18565	$39.50	Acquired	77603	Direct
2021-04-06	Common Stock	S	18565	$61.91	Disposed	59038	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-05	Employee Stock Option (Right to Buy)	$39.0	M	30556	Disposed	2029-02-13	Common Stock (30556.0)	Direct
2021-04-05	Employee Stock Option (Right to Buy)	$35.49	M	25215	Disposed	2030-02-12	Common Stock (25215.0)	Direct
2021-04-06	Employee Stock Option (Right to Buy)	$39.5	M	18565	Disposed	2028-02-11	Common Stock (18565.0)	Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $59.85 to $60.11, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

F3: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $58.85 to $59.40, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

F4: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $59.85 to $60.10, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

F5: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $61.85 to $62.04, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

F6: On February 13, 2019, the Reporting Person was granted 45,834 Stock Options, vesting in three equal installments beginning on the first anniversary of the grant date.

F7: On February 12, 2020, the Reporting Person was granted 75,645 Stock Options, vesting in three equal installments beginning on the first anniversary of the grant date.

F8: On July 2, 2018, the Reporting Person was granted 18,565 Stock Options, vesting in three equal installments on February 13, 2019, February 13, 2020, and February 13, 2021.