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General Motors Co — Director's Dealing 2021
Apr 7, 2021
29983_dirs_2021-04-07_6d8d3969-724d-4f95-a767-e32e8e1e1006.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: General Motors Co (GM)
CIK: 0001467858
Period of Report: 2021-04-05
Reporting Person: MOTT RANDALL D (Executive Vice President & CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-05 | Common Stock | S | 10000 | $60 | Disposed | 116113 | Direct |
| 2021-04-06 | Common Stock | M | 60000 | $31.32 | Acquired | 176113 | Direct |
| 2021-04-06 | Common Stock | S | 60000 | $62.03 | Disposed | 116113 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-06 | Employee Stock Option (Right to Buy) | $31.32 | M | 60000 | Disposed | 2025-02-28 | Common Stock (60000.0) | Direct |
Footnotes
F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
F2: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $62.00 to $62.13, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.
F3: On July 28, 2015, the Reporting Person was granted 345,705 Stock Options: 40% vested on February 15, 2017; the remaining 60% vested in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020.