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General Motors Co — Director's Dealing 2019
Feb 12, 2019
29983_dirs_2019-02-12_15a38a00-ed4b-4897-8ead-f6ef2d73983b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: General Motors Co (GM)
CIK: 0001467858
Period of Report: 2019-02-10
Reporting Person: Suryadevara Dhivya (Executive Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-10 | Common Stock | A | 33025 | — | Acquired | 58642 | Direct |
| 2019-02-10 | Common Stock | F | 14424 | $38.70 | Disposed | 44218 | Direct |
| 2019-02-10 | Common Stock | M | 2210 | — | Acquired | 46428 | Direct |
| 2019-02-10 | Common Stock | F | 931 | $38.70 | Disposed | 45497 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-10 | Restricted Stock Units | $0.0 | M | 2210 | Disposed | Common Stock (2210.0) | Direct |
Footnotes
F1: On February 10, 2016, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan (the "2014 LTIP"). Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 10, 2019, and were awarded in shares of Common Stock.
F2: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded to the Reporting Person on February 10, 2016, under the Company's 2014 LTIP.
F3: The RSUs were awarded on February 10, 2016, under the 2014 LTIP. One-third of the RSUs vested on February 10, 2017, February 10, 2018, and February 10, 2019, respectively. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.
F4: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.