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General Motors Co — Director's Dealing 2018
Feb 14, 2018
29983_dirs_2018-02-13_fc55e2b8-cac0-40af-9615-c1507a65d6b3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: General Motors Co (GM)
CIK: 0001467858
Period of Report: 2018-02-10
Reporting Person: Glidden Craig B. (Executive Vice President & GC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-10 | Common Stock | M | 7067 | — | Acquired | 28284 | Direct |
| 2018-02-10 | Common Stock | F | 2161 | $41.46 | Disposed | 26123 | Direct |
| 2018-02-11 | Common Stock | M | 4366 | — | Acquired | 30489 | Direct |
| 2018-02-11 | Common Stock | F | 1296 | $41.46 | Disposed | 29193 | Direct |
| 2018-02-11 | Common Stock | A | 78594 | — | Acquired | 107787 | Direct |
| 2018-02-11 | Common Stock | F | 33220 | $41.46 | Disposed | 74567 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-10 | Restricted Stock Units | $0.0 | M | 7067 | Disposed | Common Stock (7067.0) | Direct | |
| 2018-02-11 | Restricted Stock Units | $0.0 | M | 4366 | Disposed | Common Stock (4366.0) | Direct |
Footnotes
F1: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 10, 2016.
F2: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on April 1, 2015.
F3: On April 1, 2015, the Reporting Person received a grant of Performance Stock Units ("PSUs"). Under the grant, PSUs could be earned based on the achievement of certain financial targets. PSUs vested and settled in shares of common stock on February 11, 2018.
F4: The RSUs were awarded on February 10, 2016. One-third of the RSUs vested on February 10, 2018, and the remaining one-third will vest on February 10, 2019. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.
F5: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.
F6: The RSUs in this item were granted on April 1, 2015 and were settled on February 11, 2018.