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General Motors Co — Director's Dealing 2017
Feb 14, 2017
29983_dirs_2017-02-14_42195460-205a-4e8e-bd10-f51d5e7fc4fc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: General Motors Co (GM)
CIK: 0001467858
Period of Report: 2017-02-10
Reporting Person: Tsien Matthew (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-10 | Common Stock | M | 5414 | — | Acquired | 7014 | Direct |
| 2017-02-10 | Common Stock | D | 2815 | $35.17 | Disposed | 4199 | Direct |
| 2017-02-10 | Common Stock | F | 2599 | $35.17 | Disposed | 1600 | Direct |
| 2017-02-11 | Common Stock | M | 3650 | — | Acquired | 5250 | Direct |
| 2017-02-11 | Common Stock | D | 1898 | $35.17 | Disposed | 3352 | Direct |
| 2017-02-11 | Common Stock | F | 1752 | $35.17 | Disposed | 1600 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-10 | Restricted Stock Units | $0.0 | M | 5414 | Disposed | Common Stock (5414.0) | Direct | |
| 2017-02-11 | Restricted Stock Units | $0.0 | M | 3650 | Disposed | Common Stock (3650.0) | Direct |
Footnotes
F1: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 10, 2016, pursuant to the Company's 2014 Long-Term Incentive Plan ("GMLTIP"). The employee is required to have these awards made by delivery in cash, less a portion withheld for taxes.
F2: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on February 11, 2015, pursuant to the 2014 GMLTIP paid in cash, less a portion withheld for taxes.
F3: The RSUs reported in this item were granted on February 10, 2016 and began being settled in three equal, annual installments on February 10, 2017. Each RSU represents a right to receive one share of the Company's common stock upon settlement.
F4: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.
F5: The RSUs reported in this item were granted on February 11, 2015 and began being settled in three equal, annual installments on February 11, 2016. Each RSU represents a right to receive one share of the Company's common stock upon settlement.