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General Motors Co — Director's Dealing 2017
Feb 16, 2017
29983_dirs_2017-02-15_e495bb88-9f0b-4df8-8cf8-6891a1fad02f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: General Motors Co (GM)
CIK: 0001467858
Period of Report: 2017-02-13
Reporting Person: Stevens Charles K. III (Executive Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-13 | Common Stock | M | 5716 | — | Acquired | 64108 | Direct |
| 2017-02-13 | Common Stock | F | 1862 | $35.36 | Disposed | 62246 | Direct |
| 2017-02-13 | Common Stock | M | 5595 | — | Acquired | 67841 | Direct |
| 2017-02-13 | Common Stock | F | 1691 | $35.52 | Disposed | 66150 | Direct |
| 2017-02-13 | Common Stock | A | 98189 | — | Acquired | 164339 | Direct |
| 2017-02-13 | Common Stock | F | 46287 | $35.52 | Disposed | 118052 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-13 | Restricted Stock Units | $0.0 | M | 5716 | Disposed | Common Stock (5716.0) | Direct | |
| 2017-02-13 | Restricted Stock Units | $0.0 | M | 5595 | Disposed | Common Stock (5595.0) | Direct |
Footnotes
F1: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 13, 2014 pursuant to the Company's 2009 Long-Term Incentive Plan (the "GMLTIP"). This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's common stock upon settlement.
F2: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on June 11, 2014, pursuant to the 2014 GMLTIP. This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.
F3: On June 11, 2014, the Reporting Person received a grant of Performance Stock Units (PSUs). Under the grant, PSUs could be earned based on the achievement of performance conditions relating to ROIC-adjusted and Global Market Share from January 1, 2014 to December 31, 2016. PSUs vested and settled in shares of common stock on February 13, 2017.
F4: The RSUs in this item were granted on February 13, 2014 and were settled on February 13, 2017.
F5: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.
F6: The RSUs in this item were granted on June 11, 2014 and were settled on February 13, 2017.