General Motors Co — Director's Dealing 2017

Feb 16, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: General Motors Co (GM)
CIK: 0001467858
Period of Report: 2017-02-13

Reporting Person: Neumann Karl-Thomas (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-02-13	Common Stock	M	6229	—	Acquired	15755	Direct
2017-02-13	Common Stock	F	2958	$35.52	Disposed	12797	Direct
2017-02-13	Common Stock	S	1379	$35.38	Disposed	11418	Direct
2017-02-13	Common Stock	A	112128	—	Acquired	123546	Direct
2017-02-13	Common Stock	F	53239	$35.52	Disposed	70307	Direct
2017-02-14	Common Stock	S	31079	$36.71	Disposed	39228	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-02-13	Restricted Stock Units	$0.0	M	6229	Disposed		Common Stock (6229.0)	Direct

Footnotes

F1: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on June 11, 2014, pursuant to the Company's 2014 Long-Term Incentive Plan (the "GMLTIP"). This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2015. Upon entry into the plan, the Reporting Person provided instructions to his broker to sell shares in quantities and at prices determined at that time. Pursuant to the terms of the plan, the Reporting Person has no discretion to modify those instructions.

F3: On June 11, 2014, the Reporting Person received a grant of Performance Stock Units (PSUs). Under the grant, PSUs could be earned based on the achievement of performance conditions relating to ROIC-adjusted and Global Market Share from January 1, 2014 to December 31, 2016. PSUs vested and settled in shares of common stock on February 13, 2017.

F4: The RSUs in this item were granted on June 11, 2014 and were settled on February 13, 2017.

F5: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.