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General Motors Co — Director's Dealing 2017
Feb 16, 2017
29983_dirs_2017-02-15_45010b4f-0671-4b12-bb55-46f850bf8484.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: General Motors Co (GM)
CIK: 0001467858
Period of Report: 2017-02-13
Reporting Person: Tsien Matthew (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-13 | Common Stock | M | 4049 | — | Acquired | 5649 | Direct |
| 2017-02-13 | Common Stock | D | 2105 | $35.36 | Disposed | 3544 | Direct |
| 2017-02-13 | Common Stock | F | 1944 | $35.36 | Disposed | 1600 | Direct |
| 2017-02-13 | Common Stock | M | 28580 | — | Acquired | 30180 | Direct |
| 2017-02-13 | Common Stock | D | 14861 | $35.36 | Disposed | 15319 | Direct |
| 2017-02-13 | Common Stock | F | 13719 | $35.36 | Disposed | 1600 | Direct |
| 2017-02-13 | Common Stock | M | 1759 | — | Acquired | 3359 | Direct |
| 2017-02-13 | Common Stock | D | 914 | $35.52 | Disposed | 2445 | Direct |
| 2017-02-13 | Common Stock | F | 845 | $35.52 | Disposed | 1600 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-13 | Restricted Stock Units | $0.0 | M | 4049 | Disposed | Common Stock (4049.0) | Direct | |
| 2017-02-13 | Restricted Stock Units | $0.0 | M | 28580 | Disposed | Common Stock (28580.0) | Direct | |
| 2017-02-13 | Restricted Stock Units | $0.0 | M | 1759 | Disposed | Common Stock (1759.0) | Direct |
Footnotes
F1: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 13, 2014 pursuant to the Company's 2009 Long-Term Incentive Plan (the "GMLTIP"). This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. The employee is required to have these awards made by delivery in cash, less a portion withheld for taxes.
F2: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on February 13, 2014, pursuant to the 2009 GMLTIP. This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. The employee is required to have these awards made by delivery in cash, less a portion withheld for taxes.
F3: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on June 11, 2014, pursuant to the 2014 GMLTIP. This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. The employee is required to have these awards made by delivery in cash, less a portion withheld for taxes.
F4: The RSUs in this item were granted on February 13, 2014 and were settled on February 13, 2017.
F5: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.
F6: The RSUs in this item were granted on June 11, 2014 and were settled on February 13, 2017.