Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

General Motors Co Director's Dealing 2017

Sep 14, 2017

29983_dirs_2017-09-14_4142e42c-24b8-4e6c-a2ad-b1d713849280.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: General Motors Co (GM)
CIK: 0001467858
Period of Report: 2017-09-12

Reporting Person: Batey Alan S. (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-09-12 Common Stock M 900 $31.32 Acquired 67548 Direct
2017-09-12 Common Stock S 900 $38 Disposed 66648 Direct
2017-09-13 Common Stock M 233374 $31.32 Acquired 300022 Direct
2017-09-13 Common Stock S 233374 $38.04 Disposed 66648 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-09-12 Employee Stock Option (Right to Buy) $31.32 M 900 Disposed 2025-07-28 Common Stock (900.0) Direct
2017-09-13 Employee Stock Option (Right to Buy) $31.32 M 233374 Disposed 2025-07-28 Common Stock (233374.0) Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in May 2017. Upon entry into the plan, the Reporting Person provided instructions to his broker to sell shares in quantities and at prices determined at that time. Pursuant to the terms of the plan, the Reporting Person has no discretion to modify those instructions.

F2: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $38.00 to $38.12, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

F3: The stock options were granted on July 28, 2015 under the 2014 Long-Term Incentive Plan and vested on February 15, 2017.