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General Motors Co — Director's Dealing 2016
Feb 16, 2016
29983_dirs_2016-02-16_fbfc9710-7ec2-48ff-b49f-44a3aee7de8f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: General Motors Co (GM)
CIK: 0001467858
Period of Report: 2016-02-11
Reporting Person: Tsien Matthew (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-11 | Common Stock | M | 3651 | — | Acquired | 5251 | Direct |
| 2016-02-11 | Common Stock | F | 1519 | $26.90 | Disposed | 3732 | Direct |
| 2016-02-13 | Common Stock | M | 8098 | — | Acquired | 11830 | Direct |
| 2016-02-13 | Common Stock | F | 3369 | $27.40 | Disposed | 8461 | Direct |
| 2016-02-13 | Common Stock | M | 1760 | — | Acquired | 10221 | Direct |
| 2016-02-13 | Common Stock | F | 733 | $27.71 | Disposed | 9488 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-11 | Restricted Stock Units | $0.0 | M | 3651 | Disposed | Common Stock (3651.0) | Direct | |
| 2016-02-13 | Restricted Stock Units | $0.0 | M | 8098 | Disposed | Common Stock (8098.0) | Direct | |
| 2016-02-13 | Restricted Stock Units | $0.0 | M | 1760 | Disposed | Common Stock (1760.0) | Direct |
Footnotes
F1: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 11, 2015, pursuant to the Company's 2014 Long-Term Incentive Plan ("GMLTIP").
F2: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on February 13, 2014, pursuant to the 2009 GMLTIP.
F3: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on June 11, 2014, pursuant to the 2014 GMLTIP.
F4: The RSUs reported in this item were granted on February 11, 2015 and began being settled in three equal, annual installments on February 11, 2016. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.
F5: The RSUs do not have a conversion or exercise price or a date on which they become exercisable or expire.
F6: RSUs were awarded on February 13, 2014, pursuant to the 2009 GMLTIP. Two-thirds of the RSUs vested on February 13, 2016, and the remaining one-third will vest on February 13, 2017. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.
F7: The RSUs were awarded on June 11, 2014 pursuant to the 2014 GMLTIP. One-third of the RSUs vested on February 13, 2016, and the remaining one-third will vest on February 13, 2017. Each RSU respresents a right to receive one share of the Company's Common Stock upon settlement.