General Motors Co — Director's Dealing 2016

Jul 6, 2016

SEC Form 4/A — Form 4/A

Issuer: General Motors Co (GM)
CIK: 0001467858
Period of Report: 2016-02-11

Reporting Person: Tsien Matthew (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-02-11	Common Stock	M	3651	—	Acquired	5251	Direct
2016-02-11	Common Stock	D	2132	$26.90	Disposed	3119	Direct
2016-02-11	Common Stock	F	1519	$26.90	Disposed	1600	Direct
2016-02-13	Common Stock	M	8098	—	Acquired	9698	Direct
2016-02-13	Common Stock	D	4729	$27.40	Disposed	4969	Direct
2016-02-13	Common Stock	F	3369	$27.40	Disposed	1600	Direct
2016-02-13	Common Stock	M	1760	—	Acquired	3360	Direct
2016-02-13	Common Stock	D	1027	$27.71	Disposed	2333	Direct
2016-02-13	Common Stock	F	733	$27.71	Disposed	1600	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-02-11	Restricted Stock Units	$0.0	M	3651	Disposed		Common Stock (3651.0)	Direct
2016-02-13	Restricted Stock Units	$0.0	M	8098	Disposed		Common Stock (8098.0)	Direct
2016-02-13	Restricted Stock Units	$0.0	M	1760	Disposed		Common Stock (1760.0)	Direct

Footnotes

F1: The Common Stock reported in this item was issued upon the settlement of a portion of the Restricted Stock Units ("RSUs") awarded in 2015 pursuant to the Company's 2014 Long-Term Incentive Plan ("GMLTIP"). Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

F2: The portion of this award currently payable was settled on February 11, 2016 in cash in an amount equal to the fair market value of the Common Stock, determined under the GMLTIP on the settlement date. The fair value of the Common Stock on the settlement date was $26.90, which was the average of the high and low trading prices for the Common Stock as reported by the New York Stock Exchange on that date.

F3: The Common Stock reported in this item was issued upon the settlement of a portion of the RSUs awarded in 2014 pursuant to the 2014 GMLTIP. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

F4: The portion of this award currently payable was settled on February 13, 2016 in cash in an amount equal to the fair market value of the Common Stock, determined under the GMLTIP on the settlement date. The fair value of the Common Stock on the settlement date was $27.40 and 27.71, respectively, which was the average of the high and low trading prices for the Common Stock as reported by the New York Stock Exchange on that date.

F5: The RSUs reported in this item were granted on February 11, 2015 and began being settled in three equal, annual installments on February 11, 2016. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

F6: The RSUs do not have a conversion or exercise price or a date on which they become exercisable or expire.

F7: RSUs were awarded on February 13, 2014, pursuant to the 2009 GMLTIP. Two-thirds of the RSUs vested on February 13, 2016, and the remaining one-third will vest on February 13, 2017. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

F8: The RSUs were awarded on June 11, 2014 pursuant to the 2014 GMLTIP. One-third of the RSUs vested on February 13, 2016, and the remaining one-third will vest on February 13, 2017. Each RSU respresents a right to receive one share of the Company's Common Stock upon settlement.