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General Motors Co — Director's Dealing 2016
Oct 5, 2016
29983_dirs_2016-10-04_b0cc3df6-8a60-48f7-8500-4a3591f9f7bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: General Motors Co (GM)
CIK: 0001467858
Period of Report: 2016-10-01
Reporting Person: de Nysschen Carel J. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-01 | Common Stock | M | 13836 | — | Acquired | 23784 | Direct |
| 2016-10-01 | Common Stock | F | 7724 | $31.77 | Disposed | 16060 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-01 | Restricted Stock Units | $0.0 | M | 13836 | Disposed | Common Stock (13836.0) | Direct |
Footnotes
F1: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded pursuant to the Company's 2014 Long-Term Incentive Plan ("GMLTIP").
F2: The RSUs reported in this item were granted on January 5, 2015 and began being settled in three equal, annual installments on October 1, 2015. The remaining RSUs will vest and be settled on October 1, 2017, provided that the Reporting Person remains continuously employed through the vesting date.
F3: Each RSU represents a right to receive one share of Common Stock upon settlement. The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.