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General Motors Co — Director's Dealing 2014
Jan 3, 2014
29983_dirs_2014-01-03_b56de938-186b-49b4-ae70-81ede890aa5b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: General Motors Co (GM)
CIK: 0001467858
Period of Report: 2014-01-01
Reporting Person: Tsien Matthew (Senior Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1600 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (7993.0) | Direct | ||
| Restricted Stock Units | $ | Common Stock (11030.0) | Direct | ||
| Restricted Stock Units | $ | Common Stock (19458.0) | Direct | ||
| Salary Stock Units | $ | Common Stock (158.0) | Direct | ||
| Salary Stock Units | $ | Common Stock (162.0) | Direct | ||
| Salary Stock Units | $ | Common Stock (243.0) | Direct | ||
| Salary Stock Units | $ | Common Stock (244.0) | Direct | ||
| Salary Stock Units | $ | Common Stock (408.0) | Direct | ||
| Salary Stock Units | $ | Common Stock (408.0) | Direct | ||
| Salary Stock Units | $ | Common Stock (349.0) | Direct | ||
| Salary Stock Units | $ | Common Stock (283.0) | Direct | ||
| Salary Stock Units | $ | Common Stock (361.0) | Direct | ||
| Salary Stock Units | $ | Common Stock (361.0) | Direct | ||
| Salary Stock Units | $ | Common Stock (334.0) | Direct | ||
| Salary Stock Units | $ | Common Stock (295.0) | Direct |
Footnotes
F1: Restricted Stock Units ("RSUs") are awarded under the General Motors Company 2009 Long-Term Incentive Plan (the "GMLTIP"). Each RSU represents a right to receive one share of the Common Stock upon settlement. The RSUs do not have an expiration date or carry a conversion or exercise price. RSUs are settled when they vest provided that all the conditions in the GMLTIP have been satisfied.
F2: The RSUs reported in this item were awarded on February 10, 2011 pursuant to the GMLTIP and will vest on February 10, 2014, provided that the reporting person remains continuously employed through the vesting date.
F3: The RSUs reported in this item were awarded on March 15, 2012 pursuant to the GMLTIP. Of these RSUs, 7353 will vest on March 15, 2014, and 3,677 will vest on March 15, 2015, provided that the reporting person remains continuously employed through the vesting date.
F4: The RSUs reported in this item were awarded on March 1, 2013 pursuant to the GMLTIP. Of theses RSUs, 3,786 will vest on March 1, 2014, 10,448 will vest on March 1, 2015, and 5,224 will vest on March 1, 2016, provided that the reporting person remains continuously employed through the vesting date.
F5: Salary Stock Units ("SSUs") are awarded under the General Motors Company Salary Stock Plan. Each SSU is the economic equivalent of one share of the Company's common stock (the "Stock"). Grants of SSUs are fully vested when made and will be settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gives the employee the option of having a settlement made by delivery of the Stock or of cash in an amount equal to the fair market value of the Stock as of the applicable anniversary date of the SSUs' grant. Under the GMSSP, the fair value of the Stock is the average of the high and low trading prices for the Stock as reported on the New York Stock Exchange, on which it is listed, on the date of the transaction. SSUS do not have an exercisable or expiration date or an exercise or conversion price.
F6: The SSUs reported in this item were granted on March 31, 2011 and will be settled on March 31, 2014.
F7: The SSUs reported in this item were granted on June 30, 2011 and will be settled on June 30, 2014.
F8: The SSUs reported in this item were granted on September 30, 2011 and will be settled on September 30, 2014.
F9: The SSUs reported in this item were granted on December 31, 2011 and will be settled on December 31, 2014.
F10: The SSUs reported in this item were attributable nunc pro tunc to the first quarter of 2012 and granted on June 30, 2012, and will be settled in equal installments on March 31, 2014 and March 31, 2015.
F11: The SSUs reported in this item were granted on June 30, 2012 and will be settled in equal installments on June 30, 2014 and June 30, 2015.
F12: The SSUs reported in this item were granted on September 30, 2012; 175 will be settled on September 30, 2014 and the remainder on September 30, 2015.
F13: The SSUs reported in this item were granted on December 31, 2012; 142 will be settled on December 31, 2014 and the remainder on December 31, 2015.
F14: The SSUs reported in this item were attributable nunc pro tunc to the first quarter of 2013 and granted on March 31, 2013. Of these RSUs, 121 will be settled on March 31, 2014, and the remainder will be settled in equal installments on March 31, 2015 and March 31, 2016.
F15: The SSUs reported in this item were granted on June 30, 2013. Of these RSUs, 121 will be settled on June 30, 2014, and the remainder will be settled in equal installments on June 30, 2015 and June 30, 2016.
F16: The SSUs reported in this item were granted on September 30, 2013. Of these RSUs, 112 will be settled on September 30, 2014, and the remainder will be settled in equal installments on Sepember 30, 2015 and September 30, 2016.
F17: The SSUs reported in this item were granted on December 31, 2013. Of these RSUs, 99 will be settled on December 31, 2014, and the remainder will be settled in equal installments on December 31, 2015 and December 31, 2016.