General Motors Co — Director's Dealing 2014

Feb 12, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: General Motors Co (GM)
CIK: 0001467858
Period of Report: 2013-09-30

Reporting Person: Batey Alan S. (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-02-10	Common Stock	M	9147	—	Acquired	9147	Direct
2014-02-10	Common Stock	F	3001	$35.27	Disposed	6146	Direct
2013-12-31	Common Stock	M	295	—	Acquired	295	Direct
2013-12-31	Common Stock	D	198	$40.81	Disposed	97	Direct
2013-12-31	Common Stock	F	97	$40.81	Disposed	0	Direct
2013-12-31	Common Stock	M	1526	—	Acquired	1526	Direct
2013-12-31	Common Stock	D	1025	$40.81	Disposed	501	Direct
2013-12-31	Common Stock	F	501	$40.81	Disposed	0	Direct
2013-12-31	Common Stock	M	612	—	Acquired	612	Direct
2013-12-31	Common Stock	D	411	$40.81	Disposed	201	Direct
2013-12-31	Common Stock	F	201	$40.81	Disposed	0	Direct
2013-09-30	Common Stock	M	364	—	Acquired	364	Direct
2013-09-30	Common Stock	D	248	$35.97	Disposed	116	Direct
2013-09-30	Common Stock	F	116	$35.97	Disposed	0	Direct
2013-09-30	Common Stock	M	1519	—	Acquired	1519	Direct
2013-09-30	Common Stock	D	1038	$35.97	Disposed	481	Direct
2013-09-30	Common Stock	F	481	$35.97	Disposed	0	Direct
2013-09-30	Common Stock	M	1251	—	Acquired	1251	Direct
2013-09-30	Common Stock	D	855	$35.97	Disposed	396	Direct
2013-09-30	Common Stock	F	396	$35.97	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-02-10	Restricted Stock Units	$0.0	M	9147	Disposed		Common Stock (9147.0)	Direct
2013-12-31	Salary Stock Units	$0.0	M	295	Disposed		Common Stock (148.0)	Direct
2013-12-31	Salary Stock Units	$0.0	M	1526	Disposed		Common Stock (1526.0)	Direct
2013-12-31	Salary Stock Units	$0.0	M	612	Disposed		Common Stock (612.0)	Direct
2013-09-30	Salary Stock Units	$0.0	M	364	Disposed		Common Stock (364.0)	Direct
2013-09-30	Salary Stock Units	$0.0	M	1519	Disposed		Common Stock (1519.0)	Direct
2013-09-30	Salary Stock Units	$0.0	M	1251	Disposed		Common Stock (1251.0)	Direct

Footnotes

F1: The Common Stock reported in this item was issued and delivered upon the vesting of the portion of a grant of Restricted Stock Units ("RSUs") awarded on February 10, 2011 (the "2011 RSU Grant") pursuant to the Company's 2009 Long-Term Incentive Plan (the "GMLTIP"). Each RSU represents a right to receive one share of the Company's common stock (the "Common Stock") upon settlement.

F2: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs) awarded on December 31, 2012 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. Each SSU vests upon grant and is the economic equivalent of one share of the Common Stock.

F3: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of SSUs awarded on December 31, 2011 purusant to the GMSSP.

F4: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of SSUs awarded on December 31, 2010 purusant to the GMSSP.

F5: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of SSUs awarded on Septembe 30, 2012 purusant to the GMSSP.

F6: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of SSUs awarded on September 30 2011 purusant to the GMSSP.

F7: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of SSUs awarded on September 30, 2012 purusant to the GMSSP.

F8: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F9: Grants of SSUs will be settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gives the employee the option of having a settlement made by delivery of the Stock or of cash in an amount equal to the fair market value of the Stock as of the applicable anniversary date of the SSUs' grant. Under the GMSSP, the fair value of the Stock is the average of the high and low trading prices for the Stock as reported on the New York Stock Exchange, on which it is listed, on the date of the transaction. The employee opted to have these settlements made by delivery of cash, less a portion withheld for taxes.